Gary D. Fields - Nov 23, 2021 Form 4 Insider Report for AAON, INC. (AAON)

Role
President and CEO, Director
Signature
Gary D. Fields
Stock symbol
AAON
Transactions as of
Nov 23, 2021
Transactions value $
-$2,355,119
Form type
4
Date filed
11/24/2021, 04:38 PM
Previous filing
Aug 24, 2021
Next filing
Dec 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAON Common Stock, par value $.004 Options Exercise $197K +5.33K +15.67% $36.95 39.4K Nov 23, 2021 Direct
transaction AAON Common Stock, par value $.004 Options Exercise $621K +15K +38.12% $41.37 54.4K Nov 23, 2021 Direct
transaction AAON Common Stock, par value $.004 Sale -$1.59M -20.3K -37.41% $78.02 34K Nov 23, 2021 Direct F1
holding AAON Common Stock, par value $.004 1.5K Nov 23, 2021 Custodian for the benefit of his grandchildren
holding AAON Common Stock, par value $.004 2.62K Nov 23, 2021 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AAON Stock Option (Right to Buy) Options Exercise -$416K -5.33K -17.4% $78.02 25.3K Nov 23, 2021 Common Stock 5.33K $36.95 Direct F1
transaction AAON Stock Option (Right to Buy) Options Exercise -$1.17M -15K -15.96% $78.02 79K Nov 23, 2021 Common Stock 15K $41.37 Direct F1
holding AAON Stock Option (Right to Buy) 1.39K Nov 23, 2021 Common Stock 1.39K $32.70 Direct
holding AAON Stock Option (Right to Buy) 7.47K Nov 23, 2021 Common Stock 7.47K $34.10 Direct
holding AAON Stock Option (Right to Buy) 43K Nov 23, 2021 Common Stock 43K $44.22 Direct
holding AAON Stock Option (Right to Buy) 39.3K Nov 23, 2021 Common Stock 39.3K $47.54 Direct
holding AAON Stock Option (Right to Buy) 31.5K Nov 23, 2021 Common Stock 31.5K $73.36 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $77.10 to $78.59. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.