Key facts
- This page summarizes Gary D. Fields's Form 4 filing for AAON, INC. (AAON).
- 5 reported transactions and 7 derivative rows are listed below.
- Accepted by SEC: 24 Nov 2021, 16:38.
Gary D. Fields - 23 Nov 2021 Form 4 Insider Report for AAON, INC. (AAON)
- Reporting relationship
- President and CEO, Director
- Issuer ticker
- AAON
- Reported as of
- 23 Nov 2021
- Net transaction value
- -$2,355,119
- SEC form
- 4
- Accepted by SEC
- 24 Nov 2021, 16:38:11 UTC
- Prior SEC filing
- 24 Aug 2021
- Next SEC filing
- 02 Dec 2021
- Source filing
- View source filing
- Reporting owner signature
- Gary D. Fields
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Gary D. Fields filed Form 4 for AAON, INC. (AAON) on 24 Nov 2021.
Change
- Previous filing in this sequence was filed on 24 Aug 2021.
- Current net transaction value: -$2,355,119.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AAON
transaction
Common Stock, par value $.004
Options Exercise
- Transaction value
- $197,017
- Shares
- +5,332
- Change %
- +16%
- Price
- $36.95
- Shares after
- 39,353
- Date
- 23 Nov 2021
- Ownership
- Direct
AAON
transaction
Common Stock, par value $.004
Options Exercise
- Transaction value
- $620,550
- Shares
- +15,000
- Change %
- +38%
- Price
- $41.37
- Shares after
- 54,353
- Date
- 23 Nov 2021
- Ownership
- Direct
AAON
transaction
Common Stock, par value $.004
Sale
- Transaction value
- $1,586,343
- Shares
- -20,332
- Change %
- -37%
- Price
- $78.02
- Shares after
- 34,021
- Date
- 23 Nov 2021
- Ownership
- Direct
- Footnotes
- F1
AAON
holding
Common Stock, par value $.004
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,500
- Date
- 23 Nov 2021
- Ownership
- Custodian for the benefit of his grandchildren
AAON
holding
Common Stock, par value $.004
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,616
- Date
- 23 Nov 2021
- Ownership
- 401(k) Plan
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AAON
transaction
Derivative
Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $416,013
- Shares
- -5,332
- Change %
- -17%
- Price
- $78.02
- Shares after
- 25,320
- Date
- 23 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 5,332
- Exercise price
- $36.95
- Footnotes
- F1
AAON
transaction
Derivative
Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $1,170,330
- Shares
- -15,000
- Change %
- -16%
- Price
- $78.02
- Shares after
- 79,000
- Date
- 23 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 15,000
- Exercise price
- $41.37
- Footnotes
- F1
AAON
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,389
- Date
- 23 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,389
- Exercise price
- $32.70
AAON
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,470
- Date
- 23 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 7,470
- Exercise price
- $34.10
AAON
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 43,040
- Date
- 23 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 43,040
- Exercise price
- $44.22
AAON
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 39,300
- Date
- 23 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 39,300
- Exercise price
- $47.54
AAON
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 31,461
- Date
- 23 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 31,461
- Exercise price
- $73.36
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
This transaction was executed in multiple trades at prices ranging from $77.10 to $78.59. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.