Gary D. Fields - Aug 11, 2021 Form 4 Insider Report for AAON, INC. (AAON)

Role
President and CEO, Director
Signature
Gary D. Fields
Stock symbol
AAON
Transactions as of
Aug 11, 2021
Transactions value $
-$354,079
Form type
4
Date filed
8/13/2021, 04:28 PM
Previous filing
May 13, 2021
Next filing
Aug 24, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAON Common Stock, par value $.004 Options Exercise $127K +3.43K +10.08% $36.95 37.5K Aug 11, 2021 Direct
transaction AAON Common Stock, par value $.004 Sale -$240K -3.43K -9.16% $70.09 34K Aug 11, 2021 Direct F1
holding AAON Common Stock, par value $.004 2.62K Aug 11, 2021 401(k) Plan
holding AAON Common Stock, par value $.004 1.5K Aug 11, 2021 Custodian for the benefit of his grandchildren

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AAON Stock Option (Right to Buy) Options Exercise -$240K -3.43K -9.17% $70.09 34K Aug 11, 2021 Common Stock 3.43K $36.95 Direct F1
holding AAON Stock Option (Right to Buy) 1.39K Aug 11, 2021 Common Stock 1.39K $32.70 Direct
holding AAON Stock Option (Right to Buy) 7.47K Aug 11, 2021 Common Stock 7.47K $34.10 Direct
holding AAON Stock Option (Right to Buy) 94K Aug 11, 2021 Common Stock 94K $41.37 Direct
holding AAON Stock Option (Right to Buy) 43K Aug 11, 2021 Common Stock 43K $44.22 Direct
holding AAON Stock Option (Right to Buy) 39.3K Aug 11, 2021 Common Stock 39.3K $47.54 Direct
holding AAON Stock Option (Right to Buy) 31.5K Aug 11, 2021 Common Stock 31.5K $73.36 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $70.00 to $70.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.