DEIRDRE O'BRIEN - 15 Apr 2022 Form 4 Insider Report for Apple Inc. (AAPL)

Signature
/s/ Sam Whittington, Attorney-in-Fact for Deirdre O'Brien
Issuer symbol
AAPL
Transactions as of
15 Apr 2022
Net transactions value
-$2,742,782
Form type
4
Filing time
19 Apr 2022, 18:31:54 UTC
Previous filing
05 Apr 2022
Next filing
09 Aug 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAPL Common Stock Options Exercise +16,612 +12% 152,902 15 Apr 2022 Direct F1
transaction AAPL Common Stock Tax liability $1,423,477 -8,612 -5.6% $165.29 144,290 15 Apr 2022 Direct F2
transaction AAPL Common Stock Sale $751,783 -4,569 -3.2% $164.54 139,721 18 Apr 2022 Direct F3, F4
transaction AAPL Common Stock Sale $567,522 -3,431 -2.5% $165.41 136,290 18 Apr 2022 Direct F3, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AAPL Restricted Stock Unit Options Exercise -16,612 -50% 16,612 15 Apr 2022 Common Stock 16,612 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
F2 Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.
F3 This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2021.
F4 This transaction was executed in multiple trades at prices ranging from $164.00 to $164.98; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F5 This transaction was executed in multiple trades at prices ranging from $165.12 to $165.63; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F6 This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date.