DEIRDRE O'BRIEN - 05 Aug 2022 Form 4 Insider Report for Apple Inc. (AAPL)

Role
Senior Vice President
Signature
/s/ Sam Whittington, Attorney-in-Fact for Deirdre O'Brien
Issuer symbol
AAPL
Transactions as of
05 Aug 2022
Transactions value $
-$5,266,474
Form type
4
Filing time
09 Aug 2022, 18:31:05 UTC
Previous filing
19 Apr 2022
Next filing
27 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAPL Common Stock Options Exercise +31.9K +23.4% 168K 05 Aug 2022 Direct F1
transaction AAPL Common Stock Tax liability -$2.73M -16.5K -9.83% $165.35* 152K 05 Aug 2022 Direct F2
transaction AAPL Common Stock Sale -$2.53M -15.4K -10.13% $164.86 136K 08 Aug 2022 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AAPL Restricted Stock Unit Options Exercise -31.9K -50% 31.9K 05 Aug 2022 Common Stock 31.9K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
F2 Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.
F3 This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2021.
F4 This transaction was executed in multiple trades at prices ranging from $164.405 to $165.395; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F5 This award was granted on February 5, 2019. 31,896 restricted stock units subject to the award vested on each of August 5, 2021 and August 5, 2022 and 31,896 restricted stock units are scheduled to vest on August 5, 2023, assuming continued employment through the applicable vesting date.