DEIRDRE O'BRIEN - 01 Apr 2022 Form 4 Insider Report for Apple Inc. (AAPL)

Signature
/s/ Sam Whittington, Attorney-in-Fact for Deirdre O'Brien
Issuer symbol
AAPL
Transactions as of
01 Apr 2022
Net transactions value
-$10,722,677
Form type
4
Filing time
05 Apr 2022, 18:32:41 UTC
Previous filing
19 Oct 2021
Next filing
19 Apr 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAPL Common Stock Options Exercise +60,936 +45% 197,226 01 Apr 2022 Direct F1, F2
transaction AAPL Common Stock Tax liability $5,532,251 -31,738 -16% $174.31 165,488 01 Apr 2022 Direct F3
transaction AAPL Common Stock Sale $3,105,543 -17,497 -11% $177.49 147,991 04 Apr 2022 Direct F4, F5
transaction AAPL Common Stock Sale $2,084,884 -11,701 -7.9% $178.18 136,290 04 Apr 2022 Direct F4, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AAPL Restricted Stock Unit Options Exercise -60,936 -33% 121,864 01 Apr 2022 Common Stock 60,936 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
F2 The number of securities reported reflects the acquisition on January 31, 2022 of 172 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 2, 2021 through January 31, 2022.
F3 Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.
F4 This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2021.
F5 This transaction was executed in multiple trades at prices ranging from $176.99 to $177.985; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F6 This transaction was executed in multiple trades at prices ranging from $177.995 to $178.45; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F7 This award was granted on September 29, 2019. 60,936 restricted stock units subject to the award vested on April 1, 2022 and 60,932 restricted stock units are scheduled to vest on each of April 1, 2023 and April 1, 2024, assuming continued employment through the applicable vesting date.