Deirdre O'brien - Oct 15, 2021 Form 4 Insider Report for Apple Inc. (AAPL)

Role: Senior Vice President
Signature: /s/ Sam Whittington, Attorney-in-Fact for Deirdre O'Brien
Stock symbol: AAPL
Transactions as of: Oct 15, 2021
Transactions value $: -$5,662,351
Form type: 4
Date filed: 10/19/2021, 06:31 PM
Previous filing: Oct 5, 2021
Next filing: Apr 5, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AAPL	Common Stock	Options Exercise		+38.9K	+28.58%		175K	Oct 15, 2021	Direct	F1
transaction	AAPL	Common Stock	Tax liability	-$2.99M	-20.7K	-11.8%	$144.84	154K	Oct 15, 2021	Direct	F2
transaction	AAPL	Common Stock	Sale	-$2.5M	-17.1K	-11.08%	$146.32	137K	Oct 18, 2021	Direct	F3, F4
transaction	AAPL	Common Stock	Sale	-$167K	-1.14K	-0.83%	$146.75	136K	Oct 18, 2021	Direct	F3, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AAPL	Restricted Stock Unit	Options Exercise		-22.3K	-100%		0	Oct 15, 2021	Common Stock	22.3K		Direct	F1, F6
transaction	AAPL	Restricted Stock Unit	Options Exercise		-16.6K	-33.33%		33.2K	Oct 15, 2021	Common Stock	16.6K		Direct	F1, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
F2	Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.
F3	This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019.
F4	This transaction was executed in multiple trades at prices ranging from $145.74 to $146.735; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F5	This transaction was executed in multiple trades at prices ranging from $146.745 to $146.765; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F6	This award was granted on October 15, 2017. 12.5% of the award vested on April 15, 2018 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2021.
F7	This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date.