Elizabeth F. Whited - Nov 26, 2021 Form 4 Insider Report for UNION PACIFIC CORP (UNP)

Signature
By: Trevor L. Kingston, Attorney-in-Fact For: Elizabeth F. Whited
Stock symbol
UNP
Transactions as of
Nov 26, 2021
Transactions value $
-$875,156
Form type
4
Date filed
11/30/2021, 02:35 PM
Previous filing
Nov 24, 2021
Next filing
Dec 7, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNP Common Stock Options Exercise $312K +2.5K +7.33% $124.86 36.6K Nov 26, 2021 Direct
transaction UNP Common Stock Sale -$601K -2.5K -6.83% $240.22 34.1K Nov 26, 2021 Direct F1, F2
transaction UNP Common Stock Options Exercise $307K +2.5K +7.33% $122.85 36.6K Nov 26, 2021 Direct
transaction UNP Common Stock Sale -$601K -2.5K -6.83% $240.26 34.1K Nov 26, 2021 Direct F1, F3
transaction UNP Common Stock Options Exercise $307K +2.5K +7.33% $122.85 36.6K Nov 26, 2021 Direct
transaction UNP Common Stock Sale -$600K -2.5K -6.83% $240.14 34.1K Nov 26, 2021 Direct F1, F4
holding UNP Common Stock 11.2K Nov 26, 2021 By Deferral Account F5
holding UNP Common Stock 35.6K Nov 26, 2021 by Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UNP Non-Qualified Stock Option (right to buy) Options Exercise $0 -2.5K -33.29% $0.00 5.01K Nov 26, 2021 Common Stock 2.5K $122.85 Direct F6
transaction UNP Non-Qualified Stock Option (right to buy) Options Exercise $0 -2.5K -49.9% $0.00 2.51K Nov 26, 2021 Common Stock 2.5K $122.85 Direct F6
transaction UNP Non-Qualified Stock Option (right to buy) Options Exercise $0 -2.5K -25% $0.00 7.5K Nov 26, 2021 Common Stock 2.5K $124.86 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 28, 2021.
F2 This transaction was executed in multiple trades at prices ranging from $239.23 to $241.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 This transaction was executed in multiple trades at prices ranging from $239.23 to $241.455. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 This transaction was executed in multiple trades at prices ranging from $240.00 to $240.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
F6 This option became exercisable in three equal installments starting one year from the grant date.