Elizabeth F. Whited - Dec 6, 2021 Form 4 Insider Report for UNION PACIFIC CORP (UNP)

Role
EVP & CHIEF HR OFFICER
Signature
By: Trevor L. Kingston, Attorney-in-Fact For: Elizabeth F. Whited
Stock symbol
UNP
Transactions as of
Dec 6, 2021
Transactions value $
-$306,597
Form type
4
Date filed
12/7/2021, 04:31 PM
Previous filing
Nov 30, 2021
Next filing
Dec 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNP Common Stock Options Exercise $308K +2.51K +7.36% $122.85 36.6K Dec 6, 2021 Direct
transaction UNP Common Stock Sale -$615K -2.51K -6.85% $245.00 34.1K Dec 6, 2021 Direct F1
holding UNP Common Stock 11.2K Dec 6, 2021 By Deferral Account F2
holding UNP Common Stock 35.6K Dec 6, 2021 by Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UNP Non-Qualified Stock Option (right to buy) Options Exercise $0 -2.51K -100% $0.00* 0 Dec 6, 2021 Common Stock 2.51K $122.85 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 28, 2021.
F2 Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
F3 This option became exercisable in three equal installments starting one year from the grant date.