Elizabeth F. Whited - Nov 24, 2021 Form 4 Insider Report for UNION PACIFIC CORP (UNP)

Role
EVP & CHIEF HR OFFICER
Signature
By: Trevor L. Kingston, Attorney-in-Fact For: Elizabeth F. Whited
Stock symbol
UNP
Transactions as of
Nov 24, 2021
Transactions value $
-$627,490
Form type
4
Date filed
11/24/2021, 04:42 PM
Previous filing
Nov 12, 2021
Next filing
Nov 30, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNP Common Stock Options Exercise $1.46M +11.7K +37.74% $124.86 42.5K Nov 24, 2021 Direct
transaction UNP Common Stock Tax liability -$1.46M -5.88K -13.83% $247.37 36.6K Nov 24, 2021 Direct
transaction UNP Common Stock Tax liability -$627K -2.54K -6.92% $247.37 34.1K Nov 24, 2021 Direct
holding UNP Common Stock 11.2K Nov 24, 2021 By Deferral Account F1
holding UNP Common Stock 35.6K Nov 24, 2021 by Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UNP Non-Qualified Stock Option (right to buy) Options Exercise $0 -11.7K -53.82% $0.00 10K Nov 24, 2021 Common Stock 11.7K $124.86 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
F2 This option became exercisable in three equal installments starting one year from the grant date.