| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | STT | Common Stock | Tax liability | -$12K | -173 | -0.53% | $69.56 | 32.7K | Aug 15, 2023 | Direct | F1 |
| transaction | STT | Common Stock | Sale | -$4.22K | -61 | -0.19% | $69.21 | 32.6K | Aug 16, 2023 | Direct | F2 |
| holding | STT | Common Stock | 589 | Aug 15, 2023 | By domestic partner | F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. |
| F2 | The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2023. |
| F3 | The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. |