Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | STT | Common Stock | Tax liability | -$12.1K | -173 | -0.53% | $69.73 | 32.5K | Nov 15, 2023 | Direct | F1 |
transaction | STT | Common Stock | Sale | -$4.24K | -61 | -0.19% | $69.59 | 32.4K | Nov 16, 2023 | Direct | F2 |
holding | STT | Common Stock | 596 | Nov 15, 2023 | By domestic partner |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. |
F2 | The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2023. |