Michael L. Richards - May 18, 2023 Form 4 Insider Report for STATE STREET CORP (STT)

Role: EVP and Chief Admin Officer
Signature: /s/ Shannon C. Stanley, Attorney-in-fact
Stock symbol: STT
Transactions as of: May 18, 2023
Transactions value $: -$145,888
Form type: 4
Date filed: 5/22/2023, 04:24 PM
Previous filing: May 17, 2023
Next filing: Aug 17, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	STT	Common Stock	Sale	-$124K	-1.81K	-5.18%	$68.17	33.2K	May 18, 2023	Direct	F1
transaction	STT	Common Stock	Sale	-$22.2K	-319	-0.96%	$69.68	32.9K	May 19, 2023	Direct	F1
holding	STT	Common Stock						584	May 18, 2023	By domestic partner	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id	Content
F1	The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2023.
F2	The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.