Ronald P. O Hanley - 25 Feb 2022 Form 4 Insider Report for STATE STREET CORP (STT)

Signature
/s/ Shannon C. Stanley, Attorney-in-fact
Issuer symbol
STT
Transactions as of
25 Feb 2022
Net transactions value
-$1,553,305
Form type
4
Filing time
01 Mar 2022, 17:21:06 UTC
Previous filing
17 Feb 2022
Next filing
17 May 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STT Common Stock Award $0 +47,074 +23% $0.000000 250,560 25 Feb 2022 Direct F1
transaction STT Common Stock Award $0 +39,466 +16% $0.000000 290,026 25 Feb 2022 Direct F2
transaction STT Common Stock Tax liability $1,553,305 -17,504 -6% $88.74 272,522 25 Feb 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STT 2022 Cash Settled Restricted Stock Units Award +45,283 45,283 25 Feb 2022 Common Stock 45,283 Direct F4, F5
holding STT 2021 Cash Settled Restricted Stock Units 20,649 25 Feb 2022 Common Stock 20,649 Direct F4, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.
F2 Settlement of a performance award granted on March 1, 2019 as part of 2018 compensation.
F3 These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on March 1, 2019 as part of 2018 compensation.
F4 Each Unit is the equivalent of one share of State Street Corporation common stock.
F5 Award granted under the State Street Corporation 2017 Stock Incentive Plan. One-half of these units vest in three equal quarterly installments commencing May 15, 2022. The remaining units vest in nine equal quarterly installments commencing February 15, 2023.
F6 Represents current holdings of previously granted award. No new activity to report on this Form 4.
F7 Award granted under the State Street Corporation 2017 Stock Incentive Plan. One-half of these units vest in three equal quarterly installments commencing May 15, 2021. The remaining units vest in nine equal quarterly installments commencing February 15, 2022.