Ronald P. O. Hanley - Feb 25, 2022 Form 4 Insider Report for STATE STREET CORP (STT)

Signature
/s/ Shannon C. Stanley, Attorney-in-fact
Stock symbol
STT
Transactions as of
Feb 25, 2022
Transactions value $
-$1,553,305
Form type
4
Date filed
3/1/2022, 05:21 PM
Previous filing
Feb 17, 2022
Next filing
May 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STT Common Stock Award $0 +47.1K +23.13% $0.00 251K Feb 25, 2022 Direct F1
transaction STT Common Stock Award $0 +39.5K +15.75% $0.00 290K Feb 25, 2022 Direct F2
transaction STT Common Stock Tax liability -$1.55M -17.5K -6.04% $88.74 273K Feb 25, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STT 2022 Cash Settled Restricted Stock Units Award +45.3K 45.3K Feb 25, 2022 Common Stock 45.3K Direct F4, F5
holding STT 2021 Cash Settled Restricted Stock Units 20.6K Feb 25, 2022 Common Stock 20.6K Direct F4, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.
F2 Settlement of a performance award granted on March 1, 2019 as part of 2018 compensation.
F3 These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on March 1, 2019 as part of 2018 compensation.
F4 Each Unit is the equivalent of one share of State Street Corporation common stock.
F5 Award granted under the State Street Corporation 2017 Stock Incentive Plan. One-half of these units vest in three equal quarterly installments commencing May 15, 2022. The remaining units vest in nine equal quarterly installments commencing February 15, 2023.
F6 Represents current holdings of previously granted award. No new activity to report on this Form 4.
F7 Award granted under the State Street Corporation 2017 Stock Incentive Plan. One-half of these units vest in three equal quarterly installments commencing May 15, 2021. The remaining units vest in nine equal quarterly installments commencing February 15, 2022.