Ronald P. O Hanley - 04 Apr 2022 Form 4 Insider Report for STATE STREET CORP (STT)

Signature
/s/ Shannon C. Stanley, Attorney-in-fact
Issuer symbol
STT
Transactions as of
04 Apr 2022
Net transactions value
-$700,959
Form type
4
Filing time
17 May 2022, 16:49:18 UTC
Previous filing
01 Mar 2022
Next filing
31 May 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STT Common Stock Gift $0 -83,681 -31% $0.000000 188,841 04 Apr 2022 Direct F1
transaction STT Common Stock Options Exercise $0 +2,581 +1.4% $0.000000 191,422 15 May 2022 Direct F2
transaction STT Common Stock Disposed to Issuer $178,631 -2,581 -1.3% $69.21 188,841 15 May 2022 Direct
transaction STT Common Stock Options Exercise $0 +7,547 +4% $0.000000 196,388 15 May 2022 Direct F2
transaction STT Common Stock Disposed to Issuer $522,328 -7,547 -3.8% $69.21 188,841 15 May 2022 Direct
holding STT Common Stock 83,681 04 Apr 2022 By a Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STT 2021 Cash Settled Restricted Stock Units Options Exercise -2,581 -12% 18,068 15 May 2022 Common Stock 2,581 Direct F2, F3
transaction STT 2022 Cash Settled Restricted Stock Units Options Exercise -7,547 -17% 37,736 15 May 2022 Common Stock 7,547 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On April 4, 2022, the reporting person contributed 83,681 share of State Street Corporation common stock to a family trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
F2 Each Unit is the equivalent of one share of State Street Corporation common stock.
F3 Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and remaining units vesting in nine equal quarterly installments commencing February 15, 2022.
F4 Quarterly installment of award granted on February 25, 2022 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2022 and remaining units vesting in nine equal quarterly installments commencing February 15, 2023.