Ronald P. O. Hanley - Apr 4, 2022 Form 4 Insider Report for STATE STREET CORP (STT)

Role
Chairman and CEO, Director
Signature
/s/ Shannon C. Stanley, Attorney-in-fact
Stock symbol
STT
Transactions as of
Apr 4, 2022
Transactions value $
-$700,959
Form type
4
Date filed
5/17/2022, 04:49 PM
Previous filing
Mar 1, 2022
Next filing
May 31, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STT Common Stock Gift $0 -83.7K -30.71% $0.00 189K Apr 4, 2022 Direct F1
transaction STT Common Stock Options Exercise $0 +2.58K +1.37% $0.00 191K May 15, 2022 Direct F2
transaction STT Common Stock Disposed to Issuer -$179K -2.58K -1.35% $69.21 189K May 15, 2022 Direct
transaction STT Common Stock Options Exercise $0 +7.55K +4% $0.00 196K May 15, 2022 Direct F2
transaction STT Common Stock Disposed to Issuer -$522K -7.55K -3.84% $69.21 189K May 15, 2022 Direct
holding STT Common Stock 83.7K Apr 4, 2022 By a Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STT 2021 Cash Settled Restricted Stock Units Options Exercise -2.58K -12.5% 18.1K May 15, 2022 Common Stock 2.58K Direct F2, F3
transaction STT 2022 Cash Settled Restricted Stock Units Options Exercise -7.55K -16.67% 37.7K May 15, 2022 Common Stock 7.55K Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On April 4, 2022, the reporting person contributed 83,681 share of State Street Corporation common stock to a family trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
F2 Each Unit is the equivalent of one share of State Street Corporation common stock.
F3 Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and remaining units vesting in nine equal quarterly installments commencing February 15, 2022.
F4 Quarterly installment of award granted on February 25, 2022 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2022 and remaining units vesting in nine equal quarterly installments commencing February 15, 2023.