Ronald P. O Hanley - 15 Feb 2022 Form 4 Insider Report for STATE STREET CORP (STT)

Signature
/s/ Shannon C. Stanley, Attorney-in-fact
Issuer symbol
STT
Transactions as of
15 Feb 2022
Net transactions value
-$1,702,330
Form type
4
Filing time
17 Feb 2022, 16:35:54 UTC
Previous filing
17 Nov 2021
Next filing
01 Mar 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STT Common Stock Tax liability $1,443,404 -14,388 -6.6% $100.32 203,486 15 Feb 2022 Direct F1
transaction STT Common Stock Options Exercise $0 +2,581 +1.3% $0.000000 206,067 15 Feb 2022 Direct F2
transaction STT Common Stock Disposed to Issuer $258,926 -2,581 -1.3% $100.32 203,486 15 Feb 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STT 2021 Cash Settled Restricted Stock Units Options Exercise -2,581 -11% 20,649 15 Feb 2022 Common Stock 2,581 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
F2 Each Unit is the equivalent of one share of State Street Corporation common stock.
F3 Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and remaining units vesting in nine equal quarterly installments commencing February 15, 2022.