Ronald P. O. Hanley - Feb 15, 2022 Form 4 Insider Report for STATE STREET CORP (STT)

Signature
/s/ Shannon C. Stanley, Attorney-in-fact
Stock symbol
STT
Transactions as of
Feb 15, 2022
Transactions value $
-$1,702,330
Form type
4
Date filed
2/17/2022, 04:35 PM
Previous filing
Nov 17, 2021
Next filing
Mar 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STT Common Stock Tax liability -$1.44M -14.4K -6.6% $100.32 203K Feb 15, 2022 Direct F1
transaction STT Common Stock Options Exercise $0 +2.58K +1.27% $0.00 206K Feb 15, 2022 Direct F2
transaction STT Common Stock Disposed to Issuer -$259K -2.58K -1.25% $100.32 203K Feb 15, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STT 2021 Cash Settled Restricted Stock Units Options Exercise -2.58K -11.11% 20.6K Feb 15, 2022 Common Stock 2.58K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
F2 Each Unit is the equivalent of one share of State Street Corporation common stock.
F3 Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and remaining units vesting in nine equal quarterly installments commencing February 15, 2022.