Ronald P. O. Hanley - Nov 9, 2021 Form 4 Insider Report for STATE STREET CORP (STT)

Role
Chairman, President and CEO, Director
Signature
/s/ Shannon C. Stanley, Attorney-in-fact
Stock symbol
STT
Transactions as of
Nov 9, 2021
Transactions value $
-$773,681
Form type
4
Date filed
11/17/2021, 03:19 PM
Previous filing
Aug 17, 2021
Next filing
Feb 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STT Common Stock Gift $0 -10.5K -4.59% $0.00 218K Nov 9, 2021 Direct
transaction STT Common Stock Options Exercise $0 +7.74K +3.55% $0.00 226K Nov 15, 2021 Direct F1
transaction STT Common Stock Disposed to Issuer -$774K -7.74K -3.43% $99.92 218K Nov 15, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STT 2021 Cash Settled Restricted Stock Units Options Exercise -7.74K -25% 23.2K Nov 15, 2021 Common Stock 7.74K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Unit is the equivalent of one share of State Street Corporation common stock.
F2 Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and remaining units vesting in nine equal quarterly installments commencing February 15, 2022.