Ronald P. O Hanley - 09 Nov 2021 Form 4 Insider Report for STATE STREET CORP (STT)

Role: Chairman, President and CEO, Director
Signature: /s/ Shannon C. Stanley, Attorney-in-fact
Issuer symbol: STT
Transactions as of: 09 Nov 2021
Net transactions value: -$773,681
Form type: 4
Filing time: 17 Nov 2021, 15:19:00 UTC
Previous filing: 17 Aug 2021
Next filing: 17 Feb 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	STT	Common Stock	Gift	$0	-10,475	-4.6%	$0.000000	217,874	09 Nov 2021	Direct
transaction	STT	Common Stock	Options Exercise	$0	+7,743	+3.6%	$0.000000	225,617	15 Nov 2021	Direct	F1
transaction	STT	Common Stock	Disposed to Issuer	$773,681	-7,743	-3.4%	$99.92	217,874	15 Nov 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	STT	2021 Cash Settled Restricted Stock Units	Options Exercise		-7,743	-25%		23,230	15 Nov 2021	Common Stock	7,743		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Unit is the equivalent of one share of State Street Corporation common stock.
F2	Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and remaining units vesting in nine equal quarterly installments commencing February 15, 2022.