Ronald P. O Hanley - 15 Aug 2021 Form 4 Insider Report for STATE STREET CORP (STT)

Signature
/s/ Shannon C. Stanley, Attorney-in-fact
Issuer symbol
STT
Transactions as of
15 Aug 2021
Net transactions value
-$703,078
Form type
4
Filing time
17 Aug 2021, 16:07:30 UTC
Previous filing
01 Jun 2021
Next filing
17 Nov 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STT Common Stock Options Exercise $0 +7,744 +3.4% $0.000000 236,093 15 Aug 2021 Direct F1
transaction STT Common Stock Disposed to Issuer $703,078 -7,744 -3.3% $90.79 228,349 15 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STT 2021 Cash Settled Restricted Stock Units Options Exercise -7,744 -20% 30,973 15 Aug 2021 Common Stock 7,744 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each unit is the economic equivalent of one share of State Street Corporation common stock.
F2 Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and the remaining units vesting in nine equal quarterly installments commencing February 15, 2022.