James L. Waters - 17 Feb 2023 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
General Counsel and Secretary
Signature
Adam J. Larkins POA for James L. Waters
Issuer symbol
KEY
Transactions as of
17 Feb 2023
Net transactions value
-$20,625
Form type
4
Filing time
22 Feb 2023, 15:36:31 UTC
Previous filing
08 Jul 2022
Next filing
10 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +3,019 +27% 14,318 17 Feb 2023 Direct F1
transaction KEY Common Shares Tax liability $20,625 -1,077 -7.5% $19.15 13,241 17 Feb 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Options Exercise $0 -3,019 -25% $0.000000 9,055 17 Feb 2023 Common Shares 3,019 Direct F1, F2, F3
transaction KEY Restricted Stock Units Award $0 +20,365 $0.000000 20,365 17 Feb 2023 Common Shares 20,365 Direct F1, F4
transaction KEY Option to Buy Award $0 +30,732 $0.000000 30,732 17 Feb 2023 Common Shares 30,732 $21.07 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2 These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.
F3 Includes approximately 496 dividend-equivalent restricted stock units accrued between March and December 2022.
F4 These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.
F5 The option to buy, granted on February 17, 2023, vests in four equal annual installments beginning on February 17, 2024.