James L. Waters - 06 Jul 2023 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
General Counsel and Secretary
Signature
Adam J. Larkins POA for James L. Waters
Issuer symbol
KEY
Transactions as of
06 Jul 2023
Net transactions value
$0
Form type
4
Filing time
10 Jul 2023, 16:25:12 UTC
Previous filing
22 Feb 2023
Next filing
21 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +21,961 +166% 35,202 06 Jul 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Options Exercise $0 -21,961 -50% $0.000000 21,960 06 Jul 2023 Common Shares 21,961 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2 These restricted stock units vest in three equal annual installments, beginning on July 6, 2022.
F3 Includes approximately 2,570 dividend-equivalent restricted stock units accrued between September 2022 and June 2023.