James L. Waters - Jul 6, 2022 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role: General Counsel and Secretary
Signature: Carrie A. Benedict POA for James L. Waters
Stock symbol: KEY
Transactions as of: Jul 6, 2022
Transactions value $: -$161,771
Form type: 4
Date filed: 7/8/2022, 04:22 PM
Previous filing: Feb 16, 2022
Next filing: Feb 22, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	KEY	Common Shares	Options Exercise		+20.7K			20.7K	Jul 6, 2022	Direct	F1
transaction	KEY	Common Shares	Tax liability	-$162K	-9.38K	-45.35%	$17.25	11.3K	Jul 6, 2022	Direct

Showing 1 to 2 of 2 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	KEY	Restricted Stock Units	Options Exercise	$0	-20.7K	-33.33%	$0.00	41.4K	Jul 6, 2022	Common Shares	20.7K		Direct	F1, F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2	These restricted stock units vest in three equal annual installments, beginning on July 6, 2022.
F3	Includes approximately 2,208 dividend-equivalent restricted stock units accrued between September 2021 and June 2022.