RUTH ANN M. GILLIS - 31 Dec 2021 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Director
Signature
/s/ Rachel Reid, Attorney-in-Fact
Issuer symbol
VOYA
Transactions as of
31 Dec 2021
Net transactions value
+$10,875
Form type
4
Filing time
03 Jan 2022, 15:03:43 UTC
Previous filing
05 Oct 2021
Next filing
11 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VOYA Common Stock 7,162 31 Dec 2021 By Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Deferred Fee Plan Issuer Stock Units Award $10,875 +164 +4.3% $66.31 3,963 31 Dec 2021 Common Stock 164 Direct F2, F3
holding VOYA Restricted Stock Units 18,692 31 Dec 2021 Common Stock 18,692 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held in a trust for the benefit of the reporting person. The reporting person is the trustee of the trust.
F2 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.
F3 Includes dividend of 11.399 shares.
F4 The stock units will vest based on their respective award agreements.