Wallace E. Goodwin - 07 Feb 2022 Form 4 Insider Report for SMITH A O CORP (AOS)

Reporting relationship: SVP; President, Lochinvar, LLC
Issuer ticker: AOS
Reported as of: 07 Feb 2022
Net transaction value: $0
SEC form: 4
Accepted by SEC: 09 Feb 2022, 13:47:41 UTC
Prior SEC filing: 11 May 2021
Next SEC filing: 15 Feb 2022
Source filing: View source filing
Reporting owner signature: James F. Stern, Attorney-in-Fact for Wallace E. Goodwain

Key filing fact

Wallace E. Goodwin filed Form 4 for SMITH A O CORP (AOS) on 09 Feb 2022.

Key facts

This page summarizes Wallace E. Goodwin's Form 4 filing for SMITH A O CORP (AOS).
2 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 09 Feb 2022, 13:47.

Change

Previous filing in this sequence was filed on 11 May 2021.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AOS holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 16,880
Date: 07 Feb 2022
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AOS transaction Derivative

Employee Stock Options (Right to Buy)

Award

Transaction value: $0
Shares: +4,920
Change %: +8.9%
Price: $0.000000
Shares after: 60,490
Date: 07 Feb 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 4,920
Exercise price: $74.26
Footnotes: F2

AOS transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +1,165
Change %: +23%
Price: $0.000000
Shares after: 6,135
Date: 07 Feb 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,165
Exercise price: $74.26
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Mr. Goodwin is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 30 shares of Common Stock.

Footnote F2

The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023.

Footnote F3

The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.