Wallace E. Goodwin - May 3, 2021 Form 4/A - Amendment Insider Report for SMITH A O CORP (AOS)

Signature
James F. Stern, Attorney-in-Fact for Wallace E. Goodwin
Stock symbol
AOS
Transactions as of
May 3, 2021
Transactions value $
-$83,479
Form type
4/A - Amendment
Date filed
5/11/2021, 05:02 PM
Date Of Original Report
May 4, 2021
Next filing
Feb 9, 2022

Transactions Table

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Employee Stock Options (Right to Buy) Options Exercise $0 -1.6K -2.79% $0.00 55.6K May 3, 2021 Common Stock 1.6K $17.46 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2021.
F2 The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014.