Key facts
- This page summarizes Wallace E. Goodwin's Form 4 filing for SMITH A O CORP (AOS).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 15 Feb 2022, 14:11.
Wallace E. Goodwin - 11 Feb 2022 Form 4 Insider Report for SMITH A O CORP (AOS)
- Issuer symbol
- AOS
- Report date
- 11 Feb 2022
- Net transaction value
- +$72,576
- Form type
- 4
- Accepted by SEC
- 15 Feb 2022, 14:11:56 UTC
- Previous filing
- 09 Feb 2022
- SEC filing
- View source filing
- Reporting owner signature
- James F. Stern, Attorney-in-Fact for Wallace E. Goodwain
Source evidence
Original filing metadata and source links.
4 source fields
Reporting owner
1 detail
Key filing fact
Wallace E. Goodwin filed Form 4 for SMITH A O CORP (AOS) on 15 Feb 2022.
Change
- Previous filing in this sequence was filed on 09 Feb 2022.
- Current net transaction value: +$72,576.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AOS
transaction
Common Stock
Options Exercise
- Transaction value
- $119,764
- Shares
- +1,670
- Change %
- +9.9%
- Price
- $71.72
- Shares after
- 18,550
- Date
- 11 Feb 2022
- Ownership
- Direct
- Footnotes
- F1
AOS
transaction
Common Stock
Tax liability
- Transaction value
- $47,188
- Shares
- -658
- Change %
- -3.5%
- Price
- $71.72
- Shares after
- 17,892
- Date
- 11 Feb 2022
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AOS
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -1,670
- Change %
- -27%
- Price
- $0.000000
- Shares after
- 4,465
- Date
- 11 Feb 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,670
- Exercise price
- $71.72
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023.