Wallace E. Goodwin - Feb 11, 2022 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
SVP; President, Lochinvar, LLC
Signature
James F. Stern, Attorney-in-Fact for Wallace E. Goodwain
Stock symbol
AOS
Transactions as of
Feb 11, 2022
Transactions value $
$72,576
Form type
4
Date filed
2/15/2022, 02:11 PM
Previous filing
Feb 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOS Common Stock Options Exercise $120K +1.67K +9.89% $71.72 18.6K Feb 11, 2022 Direct F1
transaction AOS Common Stock Tax liability -$47.2K -658 -3.55% $71.72 17.9K Feb 11, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Restricted Stock Units Options Exercise $0 -1.67K -27.22% $0.00 4.47K Feb 11, 2022 Common Stock 1.67K $71.72 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023.