Susan C. Levy - Mar 1, 2023 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
EVP and General Counsel
Signature
Bradley R. Gabriel, Attorney-in-Fact for Susan C. Levy
Stock symbol
NTRS
Transactions as of
Mar 1, 2023
Transactions value $
-$249,076
Form type
4
Date filed
3/3/2023, 06:47 PM
Previous filing
Feb 23, 2023
Next filing
Oct 25, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Tax liability -$249K -2.64K -9.18% $94.49 26.1K Mar 1, 2023 Direct F1, F2, F3
holding NTRS Common Stock 12.1K Mar 1, 2023 Irrevocable Trust
holding NTRS Common Stock 53.5K Mar 1, 2023 2022 GRAT
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects a correction to the number of shares withheld in payment of taxes on February 21, 2023, previously reported on a Form 4 filed February 23, 2023. The actual number of shares withheld in such transaction was 4,344, rather than the 3,104 shares originally reported.
F2 Reflects 2,636 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 6,279 previously reported stock units. The remaining 3,643 shares were distributed to the reporting person as shares of common stock.
F3 Includes 16,355 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.