Susan C. Levy - Feb 21, 2023 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
EVP and General Counsel
Signature
Bradley R. Gabriel, Attorney-in-Fact for Susan C. Levy
Stock symbol
NTRS
Transactions as of
Feb 21, 2023
Transactions value $
-$293,949
Form type
4
Date filed
2/23/2023, 06:52 PM
Previous filing
Dec 7, 2022
Next filing
Mar 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Award $0 +10.4K +67.45% $0.00 25.9K Feb 21, 2023 Direct F1, F2
transaction NTRS Common Stock Tax liability -$294K -3.1K -11.99% $94.70 22.8K Feb 21, 2023 Direct F2
transaction NTRS Common Stock Award $0 +7.17K +31.46% $0.00 30K Feb 22, 2023 Direct F3
holding NTRS Common Stock 53.5K Feb 21, 2023 2022 GRAT F1
holding NTRS Common Stock 12.1K Feb 21, 2023 Irrevocable Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the May 20, 2022 transfer of 53,466 shares of the Corporation's common stock into a newly created grantor retained annuity trust.
F2 Includes 15,464 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F3 Includes 22,634 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.