Susan C. Levy - 21 Feb 2023 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
EVP and General Counsel
Signature
Bradley R. Gabriel, Attorney-in-Fact for Susan C. Levy
Issuer symbol
NTRS
Transactions as of
21 Feb 2023
Net transactions value
-$293,949
Form type
4
Filing time
23 Feb 2023, 18:52:08 UTC
Previous filing
07 Dec 2022
Next filing
03 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Award $0 +10,431 +67% $0.000000 25,895 21 Feb 2023 Direct F1, F2
transaction NTRS Common Stock Tax liability $293,949 -3,104 -12% $94.70 22,791 21 Feb 2023 Direct F2
transaction NTRS Common Stock Award $0 +7,170 +31% $0.000000 29,961 22 Feb 2023 Direct F3
holding NTRS Common Stock 53,466 21 Feb 2023 2022 GRAT F1
holding NTRS Common Stock 12,137 21 Feb 2023 Irrevocable Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the May 20, 2022 transfer of 53,466 shares of the Corporation's common stock into a newly created grantor retained annuity trust.
F2 Includes 15,464 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F3 Includes 22,634 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.