Steven L. Fradkin - Jan 18, 2022 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
President/Wealth Management
Signature
Bradley R. Gabriel, Attorney-in-Fact for Steven L. Fradkin
Stock symbol
NTRS
Transactions as of
Jan 18, 2022
Transactions value $
-$582,033
Form type
4
Date filed
1/20/2022, 05:28 PM
Previous filing
Dec 7, 2021
Next filing
Feb 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Award $0 +12.4K +30.27% $0.00 53.4K Jan 18, 2022 Direct F1
transaction NTRS Common Stock Tax liability -$582K -4.4K -9.71% $132.16 41K Jan 18, 2022 Direct F1, F2
holding NTRS Common Stock 139K Jan 18, 2022 By Trust F2
holding NTRS Common Stock 34.4K Jan 18, 2022 Gift Trust F3
holding NTRS Common Stock 1.76K Jan 18, 2022 Spouse as trustee for Daughter
holding NTRS Common Stock 1.76K Jan 18, 2022 Spouse as trustee for Son
holding NTRS Common Stock 11K Jan 18, 2022 401(k) as of 12-31-2021
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 40,962 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F2 Reflects the transfer of 7,997 shares directly held by the reporting person into the reporting person's existing trust account.
F3 The reporting person's spouse is trustee of this trust.