Steven L. Fradkin - 18 Jan 2022 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
President/Wealth Management
Signature
Bradley R. Gabriel, Attorney-in-Fact for Steven L. Fradkin
Issuer symbol
NTRS
Transactions as of
18 Jan 2022
Net transactions value
-$582,033
Form type
4
Filing time
20 Jan 2022, 17:28:41 UTC
Previous filing
07 Dec 2021
Next filing
25 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Award $0 +12,401 +30% $0.000000 53,363 18 Jan 2022 Direct F1
transaction NTRS Common Stock Tax liability $582,033 -4,404 -9.7% $132.16 40,962 18 Jan 2022 Direct F1, F2
holding NTRS Common Stock 139,432 18 Jan 2022 By Trust F2
holding NTRS Common Stock 34,422 18 Jan 2022 Gift Trust F3
holding NTRS Common Stock 1,762 18 Jan 2022 Spouse as trustee for Daughter
holding NTRS Common Stock 1,762 18 Jan 2022 Spouse as trustee for Son
holding NTRS Common Stock 11,006 18 Jan 2022 401(k) as of 12-31-2021
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 40,962 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F2 Reflects the transfer of 7,997 shares directly held by the reporting person into the reporting person's existing trust account.
F3 The reporting person's spouse is trustee of this trust.