Steven L. Fradkin - 03 Dec 2021 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
President/Wealth Management
Signature
Bradley R. Gabriel, Attorney-in-Fact for Steven L. Fradkin
Issuer symbol
NTRS
Transactions as of
03 Dec 2021
Net transactions value
-$44,487
Form type
4
Filing time
07 Dec 2021, 18:18:24 UTC
Previous filing
17 Nov 2021
Next filing
20 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Tax liability $44,487 -379 -0.92% $117.38 40,962 03 Dec 2021 Direct F1, F2
holding NTRS Common Stock 131,435 03 Dec 2021 By Trust F3
holding NTRS Common Stock 34,422 03 Dec 2021 Gift Trust F4
holding NTRS Common Stock 0 03 Dec 2021 2020 GRAT F3
holding NTRS Common Stock 1,762 03 Dec 2021 Spouse as trustee for Daughter
holding NTRS Common Stock 1,762 03 Dec 2021 Spouse as trustee for Son
holding NTRS Common Stock 10,959 03 Dec 2021 401(k) as of 9-30-2021
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.
F2 Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F3 Reflects the November 23, 2021 distribution of 11,000 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument.
F4 The reporting person's spouse is trustee of this trust.