Steven L. Fradkin - Dec 3, 2021 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
President/Wealth Management
Signature
Bradley R. Gabriel, Attorney-in-Fact for Steven L. Fradkin
Stock symbol
NTRS
Transactions as of
Dec 3, 2021
Transactions value $
-$44,487
Form type
4
Date filed
12/7/2021, 06:18 PM
Previous filing
Nov 17, 2021
Next filing
Jan 20, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Tax liability -$44.5K -379 -0.92% $117.38 41K Dec 3, 2021 Direct F1, F2
holding NTRS Common Stock 131K Dec 3, 2021 By Trust F3
holding NTRS Common Stock 34.4K Dec 3, 2021 Gift Trust F4
holding NTRS Common Stock 0 Dec 3, 2021 2020 GRAT F3
holding NTRS Common Stock 1.76K Dec 3, 2021 Spouse as trustee for Daughter
holding NTRS Common Stock 1.76K Dec 3, 2021 Spouse as trustee for Son
holding NTRS Common Stock 11K Dec 3, 2021 401(k) as of 9-30-2021
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.
F2 Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F3 Reflects the November 23, 2021 distribution of 11,000 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument.
F4 The reporting person's spouse is trustee of this trust.