Daniel E. Draper - 31 Dec 2022 Form 4 Insider Report for S&P Global Inc. (SPGI)

Reporting relationship: CEO, S&P Dow Jones Indices
Issuer ticker: SPGI
Reported as of: 31 Dec 2022
Net transaction value: +$121,583
SEC form: 4
Accepted by SEC: 04 Jan 2023, 16:48:25 UTC
Prior SEC filing: 05 Jul 2023
Next SEC filing: 02 Mar 2023
Source filing: View source filing
Reporting owner signature: /s/ Alma Montanez, Attorney-in-Fact

Key filing fact

Daniel E. Draper filed Form 4 for S&P Global Inc. (SPGI) on 04 Jan 2023.

Key facts

This page summarizes Daniel E. Draper's Form 4 filing for S&P Global Inc. (SPGI).
9 reported transactions and 4 derivative rows are listed below.
Accepted by SEC: 04 Jan 2023, 16:48.

Change

Previous filing in this sequence was filed on 05 Jul 2023.
Current net transaction value: +$121,583.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SPGI transaction

Common Stock

Options Exercise

Transaction value: $71,677
Shares: +214
Change %: +13%
Price: $334.94
Shares after: 1,825
Date: 31 Dec 2022
Ownership: Direct

SPGI transaction

Common Stock

Tax liability

Transaction value: $29,810
Shares: -89
Change %: -4.9%
Price: $334.94
Shares after: 1,736
Date: 31 Dec 2022
Ownership: Direct

SPGI transaction

Common Stock

Options Exercise

Transaction value: $63,974
Shares: +191
Change %: +11%
Price: $334.94
Shares after: 1,927
Date: 31 Dec 2022
Ownership: Direct

SPGI transaction

Common Stock

Tax liability

Transaction value: $26,460
Shares: -79
Change %: -4.1%
Price: $334.94
Shares after: 1,848
Date: 31 Dec 2022
Ownership: Direct

SPGI transaction

Common Stock

Options Exercise

Transaction value: $67,658
Shares: +202
Change %: +11%
Price: $334.94
Shares after: 2,050
Date: 31 Dec 2022
Ownership: Direct

SPGI transaction

Common Stock

Tax liability

Transaction value: $25,455
Shares: -76
Change %: -3.7%
Price: $334.94
Shares after: 1,974
Date: 31 Dec 2022
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SPGI transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -214
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 31 Dec 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 214
Exercise price: $0.000000
Footnotes: F1, F2

SPGI transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -191
Change %: -49%
Price: $0.000000
Shares after: 197
Date: 31 Dec 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 191
Exercise price: $0.000000
Footnotes: F1, F3

SPGI transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -202
Change %: -33%
Price: $0.000000
Shares after: 412
Date: 31 Dec 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 202
Exercise price: $0.000000
Footnotes: F1, F4

SPGI holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,554
Date: 31 Dec 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,554
Exercise price: $0.000000
Footnotes: F1, F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

Footnote F2

As previously reported, the reporting person was granted 628 restricted stock units on 07/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Footnote F3

As previously reported, the reporting person was granted 579 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Footnote F4

As previously reported, the reporting person was granted 614 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Footnote F5

As previously reported, the reporting person was granted 3,811 restricted stock units on 07/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 07/01/2021 and 33% on 07/01/2022 and the remaining 34% will vest on 07/01/2023.