Daniel E. Draper - 31 Dec 2022 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role
CEO, S&P Dow Jones Indices
Signature
/s/ Alma Montanez, Attorney-in-Fact
Issuer symbol
SPGI
Transactions as of
31 Dec 2022
Net transactions value
+$121,583
Form type
4
Filing time
04 Jan 2023, 16:48:25 UTC
Previous filing
05 Jul 2023
Next filing
02 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPGI Common Stock Options Exercise $71,677 +214 +13% $334.94 1,825 31 Dec 2022 Direct
transaction SPGI Common Stock Tax liability $29,810 -89 -4.9% $334.94 1,736 31 Dec 2022 Direct
transaction SPGI Common Stock Options Exercise $63,974 +191 +11% $334.94 1,927 31 Dec 2022 Direct
transaction SPGI Common Stock Tax liability $26,460 -79 -4.1% $334.94 1,848 31 Dec 2022 Direct
transaction SPGI Common Stock Options Exercise $67,658 +202 +11% $334.94 2,050 31 Dec 2022 Direct
transaction SPGI Common Stock Tax liability $25,455 -76 -3.7% $334.94 1,974 31 Dec 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPGI Restricted Stock Units Options Exercise $0 -214 -100% $0.000000* 0 31 Dec 2022 Common Stock 214 $0.000000 Direct F1, F2
transaction SPGI Restricted Stock Units Options Exercise $0 -191 -49% $0.000000 197 31 Dec 2022 Common Stock 191 $0.000000 Direct F1, F3
transaction SPGI Restricted Stock Units Options Exercise $0 -202 -33% $0.000000 412 31 Dec 2022 Common Stock 202 $0.000000 Direct F1, F4
holding SPGI Restricted Stock Units 2,554 31 Dec 2022 Common Stock 2,554 $0.000000 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2 As previously reported, the reporting person was granted 628 restricted stock units on 07/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3 As previously reported, the reporting person was granted 579 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4 As previously reported, the reporting person was granted 614 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5 As previously reported, the reporting person was granted 3,811 restricted stock units on 07/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 07/01/2021 and 33% on 07/01/2022 and the remaining 34% will vest on 07/01/2023.