Daniel E. Draper - 01 Jul 2022 Form 4 Insider Report for S&P Global Inc. (SPGI)

Reporting relationship: CEO, S&P Dow Jones Indices
Issuer ticker: SPGI
Reported as of: 01 Jul 2022
Net transaction value: +$254,164
SEC form: 4
Accepted by SEC: 05 Jul 2023, 19:19:47 UTC
Prior SEC filing: 03 Mar 2022
Next SEC filing: 04 Jan 2023
Source filing: View source filing
Reporting owner signature: /s/ Alma Montanez, Attorney-in-Fact

Key filing fact

Daniel E. Draper filed Form 4 for S&P Global Inc. (SPGI) on 05 Jul 2023.

Key facts

This page summarizes Daniel E. Draper's Form 4 filing for S&P Global Inc. (SPGI).
4 reported transactions and 5 derivative rows are listed below.
Accepted by SEC: 05 Jul 2023, 19:19.

Change

Previous filing in this sequence was filed on 03 Mar 2022.
Current net transaction value: +$254,164.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SPGI transaction

Common Stock

Options Exercise

Transaction value: $519,954
Shares: +1,297
Change %: +47%
Price: $400.89
Shares after: 4,085
Date: 01 Jul 2023
Ownership: Direct

SPGI transaction

Common Stock

Tax liability

Transaction value: $265,790
Shares: -663
Change %: -16%
Price: $400.89
Shares after: 3,422
Date: 01 Jul 2023
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SPGI transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -1,257
Change %: -49%
Price: $0.000000
Shares after: 1,297
Date: 01 Jul 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,257
Exercise price: $0.000000
Footnotes: F1, F2

SPGI transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -1,297
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Jul 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,297
Exercise price: $0.000000
Footnotes: F1, F2

SPGI holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 710
Date: 01 Jul 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 710
Exercise price: $0.000000
Footnotes: F1, F3

SPGI holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 412
Date: 01 Jul 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 412
Exercise price: $0.000000
Footnotes: F1, F4

SPGI holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 197
Date: 01 Jul 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 197
Exercise price: $0.000000
Footnotes: F1, F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

Footnote F2

As previously reported, the reporting person was granted 3,811 restricted stock units on 07/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 07/01/2021, 33% on 07/01/2022 and the remaining 34% on 07/01/2023.

Footnote F3

As previously reported, the reporting person was granted 710 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2023, 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Footnote F4

As previously reported, the reporting person was granted 614 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Footnote F5

As previously reported, the reporting person was granted 579 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.