Quick Takeaways
- This page summarizes Daniel E. Draper's Form 4 filing for S&P Global Inc. (SPGI).
- 2 reported transactions and 3 derivative rows are listed below.
- Filing timestamp: 02 Mar 2023, 19:39.
Daniel E. Draper - 28 Feb 2023 Form 4 Insider Report for S&P Global Inc. (SPGI)
- Signature
- /s/ Alma Montanez, Attorney-in-Fact
- Issuer symbol
- SPGI
- Transactions as of
- 28 Feb 2023
- Net transactions value
- -$156,952
- Form type
- 4
- Filing time
- 02 Mar 2023, 19:39:51 UTC
- Previous filing
- 04 Jan 2023
- Next filing
- 03 Mar 2023
- SEC
- View on sec.gov
Quoteable Key Fact
"Daniel E. Draper filed Form 4 for S&P Global Inc. (SPGI) on 02 Mar 2023."
What Changed
- Previous filing in this sequence was filed on 04 Jan 2023.
- Current net transaction value: -$156,952.
Why This Matters
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Source Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Transactions Table
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SPGI | Common Stock | Award | $0 | +1,274 | +65% | $0.000000 | 3,248 | 28 Feb 2023 | Direct | F1 |
| transaction | SPGI | Common Stock | Tax liability | $156,952 | -460 | -14% | $341.20 | 2,788 | 28 Feb 2023 | Direct | F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | SPGI | Restricted Stock Units | 197 | 28 Feb 2023 | Common Stock | 197 | $0.000000 | Direct | F3, F4 | |||||
| holding | SPGI | Restricted Stock Units | 412 | 28 Feb 2023 | Common Stock | 412 | $0.000000 | Direct | F3, F5 | |||||
| holding | SPGI | Restricted Stock Units | 2,554 | 28 Feb 2023 | Common Stock | 2,554 | $0.000000 | Direct | F3, F6 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
| Id | Content |
|---|---|
| F1 | Represents acquisition of beneficial ownership due to the achievement of performance goals under performance share unit award. |
| F2 | Withholding of shares of Common Stock under the S&P Global Inc. 2019 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. |
| F3 | Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. |
| F4 | As previously reported, the reporting person was granted 579 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| F5 | As previously reported, the reporting person was granted 614 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| F6 | As previously reported, the reporting person was granted 3,811 restricted stock units on 07/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 07/01/2021 and 33% on 07/01/2022 and the remaining 34% will vest on 07/01/2023. |