Key facts
- This page summarizes Daniel E. Draper's Form 4 filing for S&P Global Inc. (SPGI).
- 2 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 02 Mar 2023, 19:39.
Daniel E. Draper - 28 Feb 2023 Form 4 Insider Report for S&P Global Inc. (SPGI)
- Reporting relationship
- CEO, S&P Dow Jones Indices
- Issuer ticker
- SPGI
- Reported as of
- 28 Feb 2023
- Net transaction value
- -$156,952
- SEC form
- 4
- Accepted by SEC
- 02 Mar 2023, 19:39:51 UTC
- Prior SEC filing
- 04 Jan 2023
- Next SEC filing
- 03 Mar 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Alma Montanez, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Daniel E. Draper filed Form 4 for S&P Global Inc. (SPGI) on 02 Mar 2023.
Change
- Previous filing in this sequence was filed on 04 Jan 2023.
- Current net transaction value: -$156,952.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SPGI
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +1,274
- Change %
- +65%
- Price
- $0.000000
- Shares after
- 3,248
- Date
- 28 Feb 2023
- Ownership
- Direct
- Footnotes
- F1
SPGI
transaction
Common Stock
Tax liability
- Transaction value
- $156,952
- Shares
- -460
- Change %
- -14%
- Price
- $341.20
- Shares after
- 2,788
- Date
- 28 Feb 2023
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SPGI
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 197
- Date
- 28 Feb 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 197
- Exercise price
- $0.000000
- Footnotes
- F3, F4
SPGI
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 412
- Date
- 28 Feb 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 412
- Exercise price
- $0.000000
- Footnotes
- F3, F5
SPGI
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,554
- Date
- 28 Feb 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,554
- Exercise price
- $0.000000
- Footnotes
- F3, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
Represents acquisition of beneficial ownership due to the achievement of performance goals under performance share unit award.
Footnote F2
Withholding of shares of Common Stock under the S&P Global Inc. 2019 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.
Footnote F3
Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
Footnote F4
As previously reported, the reporting person was granted 579 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
Footnote F5
As previously reported, the reporting person was granted 614 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
Footnote F6
As previously reported, the reporting person was granted 3,811 restricted stock units on 07/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 07/01/2021 and 33% on 07/01/2022 and the remaining 34% will vest on 07/01/2023.