Christopher Craig - 01 Mar 2022 Form 4 Insider Report for S&P Global Inc. (SPGI)

Reporting relationship: SVP and Controller
Issuer ticker: SPGI
Reported as of: 01 Mar 2022
Net transaction value: -$229,270
SEC form: 4
Accepted by SEC: 03 Mar 2022, 18:30:27 UTC
Prior SEC filing: 04 Jan 2022
Next SEC filing: 07 Dec 2022
Source filing: View source filing
Reporting owner signature: /s/ Alma Montanez, Attorney-in-Fact

Key filing fact

Christopher Craig filed Form 4 for S&P Global Inc. (SPGI) on 03 Mar 2022.

Key facts

This page summarizes Christopher Craig's Form 4 filing for S&P Global Inc. (SPGI).
3 reported transactions and 5 derivative rows are listed below.
Accepted by SEC: 03 Mar 2022, 18:30.

Change

Previous filing in this sequence was filed on 04 Jan 2022.
Current net transaction value: -$229,270.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SPGI transaction

Common Stock

Award

Transaction value: $0
Shares: +1,627
Change %: +31%
Price: $0.000000
Shares after: 6,875
Date: 01 Mar 2022
Ownership: Direct
Footnotes: F1

SPGI transaction

Common Stock

Tax liability

Transaction value: $229,270
Shares: -587
Change %: -8.5%
Price: $390.58
Shares after: 6,288
Date: 01 Mar 2022
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SPGI transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +2,227
Change %
Price: $0.000000
Shares after: 2,227
Date: 01 Mar 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,227
Exercise price: $0.000000
Footnotes: F3, F4

SPGI holding Derivative

Options (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 496
Date: 01 Mar 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 496
Exercise price: $51.55
Footnotes: F5

SPGI holding Derivative

Options (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 559
Date: 01 Mar 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 559
Exercise price: $77.81
Footnotes: F6

SPGI holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 222
Date: 01 Mar 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 222
Exercise price: $0.000000
Footnotes: F7, F8

SPGI holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 176
Date: 01 Mar 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 176
Exercise price: $0.000000
Footnotes: F7, F9

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 9 footnotes

Footnote F1

Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Footnote F2

Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Footnote F3

Each restricted stock unit represents a contingent right to receive one share of SPGI common stock

Footnote F4

The reporting person was granted 2,227 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2022, 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Footnote F5

As previously reported, the reporting person was granted 1,456 options on 04/01/2013, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2014, the next 33% installment became exercisable on 04/01/2015 and the remaining 34% installment became exercisable on 04/01/2016.

Footnote F6

As previously reported, the reporting person was granted 834 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.

Footnote F7

Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

Footnote F8

As previously reported, the reporting person was granted 331 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Footnote F9

As previously reported, the reporting person was granted 512 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.