Christopher Craig - Dec 5, 2022 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role
SVP and Controller
Signature
/s/ Alma Montanez, Attorney-in-Fact
Stock symbol
SPGI
Transactions as of
Dec 5, 2022
Transactions value $
-$300,207
Form type
4
Date filed
12/7/2022, 04:15 PM
Previous filing
Mar 3, 2022
Next filing
Jan 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPGI Common Stock Options Exercise $43.5K +559 +8.89% $77.81* 6.85K Dec 5, 2022 Direct
transaction SPGI Common Stock Options Exercise $25.6K +496 +7.24% $51.55* 7.34K Dec 5, 2022 Direct
transaction SPGI Common Stock Sale -$369K -1.06K -14.37% $350.02 6.29K Dec 5, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPGI Options (Right to Buy) Options Exercise $0 -559 -100% $0.00* 0 Dec 5, 2022 Common Stock 559 $77.81 Direct F2
transaction SPGI Options (Right to Buy) Options Exercise $0 -496 -100% $0.00* 0 Dec 5, 2022 Common Stock 496 $51.55 Direct F3
holding SPGI Restricted Stock Units 2.23K Dec 5, 2022 Common Stock 2.23K $0.00 Direct F4, F5
holding SPGI Restricted Stock Units 222 Dec 5, 2022 Common Stock 222 $0.00 Direct F4, F6
holding SPGI Restricted Stock Units 176 Dec 5, 2022 Common Stock 176 $0.00 Direct F4, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $349.99 to $350.04, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2 As previously reported, the reporting person was granted 834 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.
F3 As previously reported, the reporting person was granted 1,456 options on 04/01/2013, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2014, the next 33% installment became exercisable on 04/01/2015 and the remaining 34% installment became exercisable on 04/01/2016.
F4 Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F5 As previously reported, the reporting person was granted 2,227 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2022, 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F6 As previously reported, the reporting person was granted 331 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F7 As previously reported, the reporting person was granted 512 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.