Christopher Craig - 31 Dec 2021 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role: SVP and Controller
Signature: /s/ Alma Montanez, Attorney-in-Fact
Issuer symbol: SPGI
Transactions as of: 31 Dec 2021
Transactions value $: $107,600
Form type: 4
Filing time: 04 Jan 2022, 14:50:42 UTC
Previous filing: 22 Nov 2023
Next filing: 03 Mar 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SPGI	Common Stock	Options Exercise	$56.6K	+120	+2.39%	$471.93	5.14K	31 Dec 2021	Direct
transaction	SPGI	Common Stock	Tax liability	-$25K	-53	-1.03%	$471.93	5.09K	31 Dec 2021	Direct
transaction	SPGI	Common Stock	Options Exercise	$79.3K	+168	+3.3%	$471.93	5.26K	31 Dec 2021	Direct
transaction	SPGI	Common Stock	Tax liability	-$34.5K	-73	-1.39%	$471.93	5.18K	31 Dec 2021	Direct
transaction	SPGI	Common Stock	Options Exercise	$51.4K	+109	+2.1%	$471.93	5.29K	31 Dec 2021	Direct
transaction	SPGI	Common Stock	Tax liability	-$20.3K	-43	-0.81%	$471.93	5.25K	31 Dec 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SPGI	Restricted Stock Units	Options Exercise	$0	-120	-100%	$0.00^*	0	31 Dec 2021	Common Stock	120	$0.00	Direct	F1, F2
transaction	SPGI	Restricted Stock Units	Options Exercise	$0	-168	-48.84%	$0.00	176	31 Dec 2021	Common Stock	168	$0.00	Direct	F1, F3
transaction	SPGI	Restricted Stock Units	Options Exercise	$0	-109	-32.93%	$0.00	222	31 Dec 2021	Common Stock	109	$0.00	Direct	F1, F4
holding	SPGI	Options (Right to Buy)						496	31 Dec 2021	Common Stock	496	$51.55	Direct	F5
holding	SPGI	Options (Right to Buy)						559	31 Dec 2021	Common Stock	559	$77.81	Direct	F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2	As previously reported, the reporting person was granted 352 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3	As previously reported, the reporting person was granted 512 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4	As previously reported, the reporting person was granted 331 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5	As previously reported, the reporting person was granted 1,456 options on 04/01/2013, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2014, the next 33% installment became exercisable on 04/01/2015 and the remaining 34% installment became exercisable on 04/01/2016.
F6	As previously reported, the reporting person was granted 834 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.