Christopher Craig - Dec 31, 2021 Form 4 Insider Report for S&P Global Inc. (SPGI)

Signature
/s/ Alma Montanez, Attorney-in-Fact
Stock symbol
SPGI
Transactions as of
Dec 31, 2021
Transactions value $
$107,600
Form type
4
Date filed
1/4/2022, 02:50 PM
Previous filing
Nov 22, 2023
Next filing
Mar 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPGI Common Stock Options Exercise $56.6K +120 +2.39% $471.93 5.14K Dec 31, 2021 Direct
transaction SPGI Common Stock Tax liability -$25K -53 -1.03% $471.93 5.09K Dec 31, 2021 Direct
transaction SPGI Common Stock Options Exercise $79.3K +168 +3.3% $471.93 5.26K Dec 31, 2021 Direct
transaction SPGI Common Stock Tax liability -$34.5K -73 -1.39% $471.93 5.18K Dec 31, 2021 Direct
transaction SPGI Common Stock Options Exercise $51.4K +109 +2.1% $471.93 5.29K Dec 31, 2021 Direct
transaction SPGI Common Stock Tax liability -$20.3K -43 -0.81% $471.93 5.25K Dec 31, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPGI Restricted Stock Units Options Exercise $0 -120 -100% $0.00* 0 Dec 31, 2021 Common Stock 120 $0.00 Direct F1, F2
transaction SPGI Restricted Stock Units Options Exercise $0 -168 -48.84% $0.00 176 Dec 31, 2021 Common Stock 168 $0.00 Direct F1, F3
transaction SPGI Restricted Stock Units Options Exercise $0 -109 -32.93% $0.00 222 Dec 31, 2021 Common Stock 109 $0.00 Direct F1, F4
holding SPGI Options (Right to Buy) 496 Dec 31, 2021 Common Stock 496 $51.55 Direct F5
holding SPGI Options (Right to Buy) 559 Dec 31, 2021 Common Stock 559 $77.81 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2 As previously reported, the reporting person was granted 352 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3 As previously reported, the reporting person was granted 512 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4 As previously reported, the reporting person was granted 331 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5 As previously reported, the reporting person was granted 1,456 options on 04/01/2013, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2014, the next 33% installment became exercisable on 04/01/2015 and the remaining 34% installment became exercisable on 04/01/2016.
F6 As previously reported, the reporting person was granted 834 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.