Diogo Rau - 01 Jun 2022 Form 4 Insider Report for ELI LILLY & Co (LLY)

Role
SVP & CIDO
Signature
/s/ Jonathan Groff for Diogo Rau, pursuant to authorization on file
Issuer symbol
LLY
Transactions as of
01 Jun 2022
Net transactions value
-$992,351
Form type
4
Filing time
02 Jun 2022, 18:41:00 UTC
Previous filing
03 Jun 2021
Next filing
02 Jun 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LLY Common Stock Options Exercise $0 +7,560 $0.000000 7,560 01 Jun 2022 Direct
transaction LLY Common Stock Tax liability $992,351 -3,166 -42% $313.44 4,394 01 Jun 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LLY Restricted Stock Unit Options Exercise $0 -7,560 -38% $0.000000 12,600 01 Jun 2022 Common Stock 7,560 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.
F2 The restricted stock units vest in three installments, 7,560 on June 1, 2022, 6,300 on June 1, 2023, and 6,300 on June 1, 2024.