Diogo Rau - Jun 1, 2023 Form 4 Insider Report for ELI LILLY & Co (LLY)

Role
EVP & CIDO
Signature
/s/ Jonathan Groff for Diogo Rau, pursuant to authorization on file
Stock symbol
LLY
Transactions as of
Jun 1, 2023
Transactions value $
-$1,223,102
Form type
4
Date filed
6/2/2023, 04:44 PM
Previous filing
Jun 2, 2022
Next filing
Feb 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LLY Common Stock Options Exercise $0 +6.3K +143.38% $0.00 10.7K Jun 1, 2023 Direct
transaction LLY Common Stock Tax liability -$1.22M -2.85K -26.63% $429.46 7.85K Jun 1, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LLY Restricted Stock Unit Options Exercise $0 -6.3K -50% $0.00 6.3K Jun 1, 2023 Common Stock 6.3K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.
F2 The restricted stock units vest in three installments, 7,560 on June 1, 2022, 6,300 on June 1, 2023, and 6,300 on June 1, 2024.