Diogo Rau - Jun 1, 2021 Form 4 Insider Report for ELI LILLY & Co (LLY)

Role
SVP & CIDO
Signature
Crystal T. Williams for Diogo Rau, authorization on file
Stock symbol
LLY
Transactions as of
Jun 1, 2021
Transactions value $
$0
Form type
4
Date filed
6/3/2021, 05:41 PM
Previous filing
May 19, 2021
Next filing
Jun 2, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LLY Restricted Stock Unit Award $0 +20.2K $0.00 20.2K Jun 1, 2021 Common Stock 20.2K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.
F2 The restricted stock units vest in three installments, 7,560 on June 1, 2022, 6,300 on June 1, 2023, and 6,300 on June 1, 2024.