David A. Ricks - Feb 1, 2022 Form 4 Insider Report for ELI LILLY & Co (LLY)

Role
President & CEO, Director
Signature
/s/ Jonathan Groff for David A. Ricks, authorization on file
Stock symbol
LLY
Transactions as of
Feb 1, 2022
Transactions value $
-$6,176,466
Form type
4
Date filed
2/3/2022, 03:46 PM
Previous filing
Feb 3, 2022
Next filing
Feb 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LLY Common Stock Options Exercise $0 +56.2K +15.24% $0.00 425K Feb 1, 2022 Direct
transaction LLY Common Stock Tax liability -$6.18M -25.2K -5.92% $245.39 400K Feb 1, 2022 Direct
holding LLY Common Stock 63.5K Feb 1, 2022 By David A. Ricks SLAT F1
holding LLY Common Stock 7.09K Feb 1, 2022 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LLY Restricted Stock Unit Options Exercise $0 -56.2K -100% $0.00* 0 Feb 1, 2022 Common Stock 56.2K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F2 Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.