David A. Ricks - Dec 31, 2021 Form 5 Insider Report for ELI LILLY & Co (LLY)

Role: President & CEO, Director
Signature: /s/ Jonathan Groff for David A. Ricks, pursuant to attached authorization
Stock symbol: LLY
Transactions as of: Dec 31, 2021
Transactions value $: $0
Form type: 5
Date filed: 2/3/2022, 03:33 PM
Next filing: Feb 3, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LLY	Common Stock	Gift	$0	-63.5K	-14.42%	$0.00	377K	Apr 28, 2021	Direct	F1
transaction	LLY	Common Stock	Gift	$0	-8K	-2.12%	$0.00	369K	Oct 28, 2021	Direct
holding	LLY	Common Stock						63.5K	Dec 31, 2021	By David A. Ricks SLAT
holding	LLY	Common Stock						7.09K	Dec 31, 2021	401(k)

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On April 28, 2021, the Reporting Person transferred 63,500 shares of Eli Lilly and Company common stock to a spousal lifetime access trust, of which the Reporting Person's wife is the trustee and the Reporting Person's wife and children are beneficiaries. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Content

On April 28, 2021, the Reporting Person transferred 63,500 shares of Eli Lilly and Company common stock to a spousal lifetime access trust, of which the Reporting Person's wife is the trustee and the Reporting Person's wife and children are beneficiaries. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.