David A. Ricks - Feb 9, 2022 Form 4 Insider Report for ELI LILLY & Co (LLY)

Role: President & CEO, Director
Signature: /s/ Jonathan Groff for David A. Ricks, authorization on file
Stock symbol: LLY
Transactions as of: Feb 9, 2022
Transactions value $: $16,543,333
Form type: 4
Date filed: 2/11/2022, 05:28 PM
Previous filing: Feb 3, 2022
Next filing: Apr 18, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LLY	Common Stock	Award	$16.5M	+68K	+17.01%	$243.27	468K	Feb 9, 2022	Direct
holding	LLY	Common Stock						63.5K	Feb 9, 2022	By David A. Ricks SLAT	F1
holding	LLY	Common Stock						7.09K	Feb 9, 2022	401(k)

Showing 1 to 3 of 3 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	LLY	Restricted Stock Unit	Award	$0	+47.8K		$0.00	47.8K	Feb 9, 2022	Common Stock	47.8K		Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F2	Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.