Thomas E. Bauer - 13 Nov 2023 Form 4 Insider Report for FARMER BROTHERS CO (FARM)

Reporting relationship: Vice President, Head of DSD
Issuer ticker: FARM
Reported as of: 13 Nov 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 14 Nov 2023, 14:02:42 UTC
Prior SEC filing: 06 Jul 2023
Next SEC filing: 05 Feb 2024
Source filing: View source filing
Reporting owner signature: /s/ Jared Vitemb, Attorney-in-fact for Thomas E. Bauer

Key filing fact

Thomas E. Bauer filed Form 4 for FARMER BROTHERS CO (FARM) on 14 Nov 2023.

Key facts

This page summarizes Thomas E. Bauer's Form 4 filing for FARMER BROTHERS CO (FARM).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 14 Nov 2023, 14:02.

Change

Previous filing in this sequence was filed on 06 Jul 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FARM transaction

Common Stock

Award

Transaction value: $0
Shares: +45,000
Change %: +451%
Price: $0.000000
Shares after: 54,980
Date: 13 Nov 2023
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Represents a grant of restricted stock units ("RSUs") under the Farmer Bros. Co. 2017 Long-Term Incentive Plan (the "Plan"), which were granted effective November 13, 2023 ("Grant Date"). The RSUs will vest in three equal installments on each of the first three anniversaries of the Grant Date, beginning on November 13, 2024, and will settle in common stock upon vesting, subject to the reporting person's continued service to the Company and the acceleration provisions of the Plan and RSU grant agreement.