Thomas E. Bauer - 30 Jun 2023 Form 3 Insider Report for FARMER BROTHERS CO (FARM)

Reporting relationship: Vice President, Head of DSD
Issuer ticker: FARM
Reported as of: 30 Jun 2023
Net transaction value: $0
SEC form: 3
Accepted by SEC: 06 Jul 2023, 16:07:19 UTC
Next SEC filing: 14 Nov 2023
Source filing: View source filing
Reporting owner signature: /s/ Jared Vitemb, Attorney-in-Fact for Thomas E. Bauer

Key filing fact

Thomas E. Bauer filed Form 3 for FARMER BROTHERS CO (FARM) on 06 Jul 2023.

Key facts

This page summarizes Thomas E. Bauer's Form 3 filing for FARMER BROTHERS CO (FARM).
0 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 06 Jul 2023, 16:07.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FARM holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 9,980
Date: 30 Jun 2023
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Represents a grant of restricted stock units ("RSUs") under the Farmer Bros. Co. 2020 Inducement Incentive Plan (the "Plan"), which were granted on January 3, 2023 ("Grant Date"). The RSUs will vest in three equal annual installments on each of the first three anniversaries of the Grant Date, beginning on January 3, 2024, and will settle in common stock upon vesting, subject to the reporting person's continued service to the Company and the acceleration provisions of the Plan and RSU grant agreement.

SEC remarks

Exhibit 24 - Power of Attorney