Thomas E. Bauer - Feb 1, 2024 Form 4 Insider Report for FARMER BROTHERS CO (FARM)

Role: Vice President, Head of DSD
Signature: /s/ Jared Vitemb, Attorney-in-fact for Thomas E. Bauer
Stock symbol: FARM
Transactions as of: Feb 1, 2024
Transactions value $: -$2,951
Form type: 4
Date filed: 2/5/2024, 04:16 PM
Previous filing: Nov 14, 2023
Next filing: Nov 12, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FARM	Common Stock	Tax liability	-$2.95K	-987	-1.8%	$2.99	54K	Feb 1, 2024	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On this date, a portion of a grant of restricted stock units ("RSUs") under the Farmer Bros. Co. 2020 Inducement Incentive Plan (the "Plan") vested, which was granted on February 1, 2023 ("Grant Date"). It was mistakenly reported in a prior Form 3 filing that the Grant Date was January 3, 2023 and that the RSUs would vest in three equal annual installments on each of the first three anniversaries of the erroneously reported Grant Date, beginning on January 3, 2024. Rather, the RSUs will vest in three equal annual installments on each of the first three anniversaries of the actual Grant Date, beginning on February 1, 2024.

Content

On this date, a portion of a grant of restricted stock units ("RSUs") under the Farmer Bros. Co. 2020 Inducement Incentive Plan (the "Plan") vested, which was granted on February 1, 2023 ("Grant Date"). It was mistakenly reported in a prior Form 3 filing that the Grant Date was January 3, 2023 and that the RSUs would vest in three equal annual installments on each of the first three anniversaries of the erroneously reported Grant Date, beginning on January 3, 2024. Rather, the RSUs will vest in three equal annual installments on each of the first three anniversaries of the actual Grant Date, beginning on February 1, 2024.