Matthew E. Hamel - 31 Jan 2023 Form 4 Insider Report for BROWN FORMAN CORP (BF-A)

Role
EVP and General Counsel
Signature
Jaileah X. Huddleston, Attorney in Fact for Matthew E. Hamel
Issuer symbol
BF-A
Transactions as of
31 Jan 2023
Net transactions value
-$133,824
Form type
4
Filing time
02 Feb 2023, 15:43:51 UTC
Previous filing
02 Nov 2022
Next filing
02 May 2023
SEC
View on sec.gov

Key filing fact

Matthew E. Hamel filed Form 4 for BROWN FORMAN CORP (BF-A) on 02 Feb 2023.

Key facts

  • This page summarizes Matthew E. Hamel's Form 4 filing for BROWN FORMAN CORP (BF-A).
  • 3 reported transactions and 1 derivative row are listed below.
  • Filing timestamp: 02 Feb 2023, 15:43.

Change

  • Previous filing in this sequence was filed on 02 Nov 2022.
  • Current net transaction value: -$133,824.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Transactions Table

BFA transaction

Class B Common

Options Exercise

Transaction value
$305,010
Shares
+10,880
Change %
+37%
Price
$28.03
Shares after
40,510
Date
31 Jan 2023
Ownership
Direct
Footnotes
F1
BFA transaction

Class B Common

Tax liability

Transaction value
$438,834
Shares
-6,649
Change %
-16%
Price
$66.00
Shares after
33,861
Date
31 Jan 2023
Ownership
Direct
Footnotes
F2
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
25,812
Date
31 Jan 2023
Ownership
2021 GRAT
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
19,542
Date
31 Jan 2023
Ownership
By 401k
Footnotes
F3
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
16
Date
31 Jan 2023
Ownership
DRIP
Footnotes
F4
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,569
Date
31 Jan 2023
Ownership
ESPP
Footnotes
F5
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
36,825
Date
31 Jan 2023
Ownership
GRAT
Footnotes
F1
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
70,272
Date
31 Jan 2023
Ownership
Spouse Trust
BFA holding

Class A Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,267
Date
31 Jan 2023
Ownership
Direct
Footnotes
F1
BFA holding

Class A Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,983
Date
31 Jan 2023
Ownership
2021 GRAT
BFA holding

Class A Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
72
Date
31 Jan 2023
Ownership
DRIP
Footnotes
F4
BFA holding

Class A Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
21,996
Date
31 Jan 2023
Ownership
GRAT
Footnotes
F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

BFA transaction Derivative

Stock Appreciation Right

Options Exercise

Transaction value
$0
Shares
-10,880
Change %
-50%
Price
$0.000000
Shares after
10,880
Date
31 Jan 2023
Ownership
Direct
Underlying class
Class B Common
Underlying amount
10,880
Exercise price
$28.03
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Totals updated to reflect transfer of 2,864 Class A shares and 4,792 Class B shares from GRAT to direct holdings.
F2 The closing price of BF-B on January 30, 2023, was used to calculate the withholding obligation.
F3 Number of shares acquired through the issuer's 401(k) plan as of January 30, 2023.
F4 Number of shares acquired through the issuer's dividend reinvestment plan as of February 2, 2023.
F5 Number of shares acquired through the issuer's employee stock purchase program as of February 2, 2023.
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Here you can make detailed settings or revoke your consent (in part if necessary) with effect for the future. For further information, please refer to our Privacy Policy .