Matthew E. Hamel - 28 Apr 2023 Form 4 Insider Report for BROWN FORMAN CORP (BF-A)

Reporting relationship
EVP and General Counsel
Issuer ticker
BF-A
Reported as of
28 Apr 2023
Net transaction value
-$125,838
Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
02 May 2023, 16:29:52 UTC
Prior SEC filing
02 Feb 2023
Next SEC filing
05 Jun 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Jaileah X. Huddleston, Attorney in Fact for Matthew E. Hamel

Key filing fact

Matthew E. Hamel filed Form 4 for BROWN FORMAN CORP (BF-A) on 02 May 2023.

Key facts

  • This page summarizes Matthew E. Hamel's Form 4 filing for BROWN FORMAN CORP (BF-A).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 02 May 2023, 16:29.

Change

  • Previous filing in this sequence was filed on 02 Feb 2023.
  • Current net transaction value: -$125,838.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BFA transaction

Class B Common

Options Exercise

Transaction value
$305,010
Shares
+10,880
Change %
+30%
Price
$28.03
Shares after
47,641
Date
28 Apr 2023
Ownership
Direct
Footnotes
F1
BFA transaction

Class B Common

Tax liability

Transaction value
$430,848
Shares
-6,600
Change %
-14%
Price
$65.28
Shares after
41,041
Date
28 Apr 2023
Ownership
Direct
Footnotes
F2
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
22,912
Date
28 Apr 2023
Ownership
2021 GRAT
Footnotes
F1
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
20,015
Date
28 Apr 2023
Ownership
By 401k
Footnotes
F3
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
17
Date
28 Apr 2023
Ownership
DRIP
Footnotes
F4
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,725
Date
28 Apr 2023
Ownership
ESPP
Footnotes
F5
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
36,825
Date
28 Apr 2023
Ownership
GRAT
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
70,272
Date
28 Apr 2023
Ownership
Spouse Trust
BFA holding

Class A Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,967
Date
28 Apr 2023
Ownership
Direct
Footnotes
F1
BFA holding

Class A Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,283
Date
28 Apr 2023
Ownership
2021 GRAT
Footnotes
F1
BFA holding

Class A Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
75
Date
28 Apr 2023
Ownership
DRIP
Footnotes
F4
BFA holding

Class A Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
21,996
Date
28 Apr 2023
Ownership
GRAT

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BFA transaction Derivative

Stock Appreciation Right

Options Exercise

Transaction value
$0
Shares
-10,880
Change %
-100%
Price
$0.000000*
Shares after
0
Date
28 Apr 2023
Ownership
Direct
Underlying class
Class B Common
Underlying amount
10,880
Exercise price
$28.03
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Totals updated to reflect transfer of 700 Class A shares and 2,900 Class B shares from 2021 GRAT to direct holdings.

Footnote F2

The closing price of BF-B on April 27, 2023, was used to calculate the withholding obligation.

Footnote F3

Number of shares acquired through the issuer's 401(k) plan as of April 28, 2023.

Footnote F4

Number of shares acquired through the issuer's dividend reinvestment plan as of May 1, 2023.

Footnote F5

Number of shares acquired through the issuer's employee stock purchase program as of May 1, 2023.

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