Matthew E. Hamel - 31 Oct 2022 Form 4 Insider Report for BROWN FORMAN CORP (BF-A)

SEC evidence 5 source fields
Form type
4
Accepted by SEC
02 Nov 2022, 16:55:33 UTC
Previous filing
01 Aug 2022
Next filing
02 Feb 2023
SEC filing
View on sec.gov
Reporting owner 1 detail
Reporting owner signature
Jaileah X. Huddleston, Attorney in Fact for Matthew E. Hamel

Key filing fact

Matthew E. Hamel filed Form 4 for BROWN FORMAN CORP (BF-A) on 02 Nov 2022.

Key facts

  • This page summarizes Matthew E. Hamel's Form 4 filing for BROWN FORMAN CORP (BF-A).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 02 Nov 2022, 16:55.

Change

  • Previous filing in this sequence was filed on 01 Aug 2022.
  • Current net transaction value: -$508,344.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BFA transaction

Class B Common

Options Exercise

Transaction value
$305,010
Shares
+10,880
Change %
+51%
Price
$28.03
Shares after
32,295
Date
31 Oct 2022
Ownership
Direct
BFA transaction

Class B Common

Tax liability

Transaction value
$508,344
Shares
-7,457
Change %
-23%
Price
$68.17
Shares after
24,838
Date
31 Oct 2022
Ownership
Direct
Footnotes
F1
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
25,812
Date
31 Oct 2022
Ownership
2021 GRAT
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
19,427
Date
31 Oct 2022
Ownership
By 401k
Footnotes
F2
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
15
Date
31 Oct 2022
Ownership
DRIP
Footnotes
F3
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,424
Date
31 Oct 2022
Ownership
ESPP
Footnotes
F4
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
41,617
Date
31 Oct 2022
Ownership
GRAT
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
70,272
Date
31 Oct 2022
Ownership
Spouse Trust

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BFA transaction Derivative

Stock Appreciation Right

Options Exercise

Transaction value
$305,010
Shares
-10,880
Change %
-33%
Price
$28.03
Shares after
21,760
Date
31 Oct 2022
Ownership
Direct
Underlying class
Class B Common
Underlying amount
10,880
Exercise price
$28.03
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The closing price of BF-B on October 28, 2022, was used to calculate the withholding obligation.

Footnote F2

Number of shares acquired through the issuer's 401(k) plan as of October 28, 2022.

Footnote F3

Number of shares acquired through the issuer's dividend reinvestment plan as of November 1, 2022.

Footnote F4

Number of shares acquired through the issuer's employee stock purchase program as of November 1, 2022.

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