Matthew E. Hamel - 28 Jul 2022 Form 4 Insider Report for BROWN FORMAN CORP (BF-A)

Reporting relationship: EVP and General Counsel
Issuer ticker: BF-A
Reported as of: 28 Jul 2022
Net transaction value: -$230,871
SEC form: 4
Accepted by SEC: 01 Aug 2022, 18:04:08 UTC
Prior SEC filing: 03 Jun 2022
Next SEC filing: 02 Nov 2022
Source filing: View source filing
Reporting owner signature: Jaileah X. Huddleston, Attorney in Fact for Matthew E. Hamel

Key filing fact

Matthew E. Hamel filed Form 4 for BROWN FORMAN CORP (BF-A) on 01 Aug 2022.

Key facts

This page summarizes Matthew E. Hamel's Form 4 filing for BROWN FORMAN CORP (BF-A).
4 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 01 Aug 2022, 18:04.

Change

Previous filing in this sequence was filed on 03 Jun 2022.
Current net transaction value: -$230,871.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BFA transaction

Class B Common

Options Exercise

Transaction value: $305,010
Shares: +10,880
Change %: +61%
Price: $28.03
Shares after: 28,695
Date: 29 Jul 2022
Ownership: Direct

BFA transaction

Class B Common

Tax liability

Transaction value: $535,881
Shares: -7,280
Change %: -25%
Price: $73.61
Shares after: 21,415
Date: 29 Jul 2022
Ownership: Direct

BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 25,812
Date: 28 Jul 2022
Ownership: 2021 GRAT

BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 19,373
Date: 28 Jul 2022
Ownership: By 401k
Footnotes: F1

BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 14
Date: 28 Jul 2022
Ownership: DRIP
Footnotes: F2

BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 4,283
Date: 28 Jul 2022
Ownership: ESPP
Footnotes: F3

BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 41,617
Date: 28 Jul 2022
Ownership: GRAT

BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 70,272
Date: 28 Jul 2022
Ownership: Spouse Trust

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BFA transaction Derivative

Stock Appreciation Right

Award

Transaction value: $0
Shares: +11,364
Change %
Price: $0.000000
Shares after: 11,364
Date: 28 Jul 2022
Ownership: Direct
Underlying class: Class B Common
Underlying amount: 11,364
Exercise price: $73.61

BFA transaction Derivative

Stock Appreciation Right

Options Exercise

Transaction value: $0
Shares: -10,880
Change %: -25%
Price: $0.000000
Shares after: 32,640
Date: 29 Jul 2022
Ownership: Direct
Underlying class: Class B Common
Underlying amount: 10,880
Exercise price: $28.03

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Number of shares acquired through the issuer's 401(k) plan as of August 1, 2022.

Footnote F2

Number of shares acquired through the issuer's dividend reinvestment plan as of July 31, 2022.

Footnote F3

Number of shares acquired through the issuer's employee stock purchase program as of July 31, 2022.

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