Matthew E. Hamel - 31 Jan 2022 Form 4 Insider Report for BROWN FORMAN CORP (BF-A)

Reporting owner
Role
EVP and General Counsel
Signature
Jaileah X. Huddleston, Attorney in Fact for Matthew E. Hamel
Issuer context
Issuer symbol
BF-A
Transaction snapshot
Transactions as of
31 Jan 2022
Net transaction value
-$293,036
SEC evidence
Form type
4
Filing time
01 Feb 2022, 18:54:30 UTC
Previous filing
02 Nov 2021
Next filing
02 May 2022
SEC filing
View on sec.gov

Key filing fact

Matthew E. Hamel filed Form 4 for BROWN FORMAN CORP (BF-A) on 01 Feb 2022.

Key facts

  • This page summarizes Matthew E. Hamel's Form 4 filing for BROWN FORMAN CORP (BF-A).
  • 3 reported transactions and 10 derivative rows are listed below.
  • Filing timestamp: 01 Feb 2022, 18:54.

Change

  • Previous filing in this sequence was filed on 02 Nov 2021.
  • Current net transaction value: -$293,036.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Reported transactions

BFA transaction

Class B Common

Options Exercise

Transaction value
$321,158
Shares
+14,133
Change %
+205%
Price
$22.72
Shares after
21,040
Date
31 Jan 2022
Ownership
Direct
Footnotes
F1
BFA transaction

Class B Common

Tax liability

Transaction value
$614,194
Shares
-9,133
Change %
-43%
Price
$67.25
Shares after
11,907
Date
31 Jan 2022
Ownership
Direct
Footnotes
F2
BFA holding

Class A Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
998
Date
31 Jan 2022
Ownership
Direct
Footnotes
F3
BFA holding

Class A Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
60
Date
31 Jan 2022
Ownership
DRIP
Footnotes
F4
BFA holding

Class A Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,983
Date
31 Jan 2022
Ownership
2021 GRAT
Footnotes
F5
BFA holding

Class A Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
24,860
Date
31 Jan 2022
Ownership
GRAT
Footnotes
F6
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
18,694
Date
31 Jan 2022
Ownership
By 401k
Footnotes
F7
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
13
Date
31 Jan 2022
Ownership
DRIP
Footnotes
F4
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,997
Date
31 Jan 2022
Ownership
ESPP
Footnotes
F8
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
25,812
Date
31 Jan 2022
Ownership
2021 GRAT
Footnotes
F9
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
41,617
Date
31 Jan 2022
Ownership
GRAT
Footnotes
F10
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
70,272
Date
31 Jan 2022
Ownership
Spouse Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

BFA transaction Derivative

Stock Appreciation Right

Options Exercise

Transaction value
$0
Shares
-14,133
Change %
-49%
Price
$0.000000
Shares after
14,534
Date
31 Jan 2022
Ownership
Direct
Underlying class
Class B Common
Underlying amount
14,133
Exercise price
$22.72
Footnotes
F11
BFA holding Derivative

Stock Appreciation Right

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
43,520
Date
31 Jan 2022
Ownership
Direct
Underlying class
Class B Common
Underlying amount
43,520
Exercise price
$28.03
Footnotes
F12
BFA holding Derivative

Stock Appreciation Right

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
34,155
Date
31 Jan 2022
Ownership
Direct
Underlying class
Class B Common
Underlying amount
34,155
Exercise price
$35.60
Footnotes
F13
BFA holding Derivative

Stock Appreciation Right

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
38,965
Date
31 Jan 2022
Ownership
Direct
Underlying class
Class B Common
Underlying amount
38,965
Exercise price
$39.58
Footnotes
F14
BFA holding Derivative

Stock Appreciation Right

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
57,274
Date
31 Jan 2022
Ownership
Direct
Underlying class
Class B Common
Underlying amount
57,274
Exercise price
$37.94
Footnotes
F15
BFA holding Derivative

Stock Appreciation Right

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
48,314
Date
31 Jan 2022
Ownership
Direct
Underlying class
Class B Common
Underlying amount
48,314
Exercise price
$39.20
Footnotes
F16
BFA holding Derivative

Stock Appreciation Right

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
29,989
Date
31 Jan 2022
Ownership
Direct
Underlying class
Class B Common
Underlying amount
29,989
Exercise price
$53.24
Footnotes
F17
BFA holding Derivative

Stock Appreciation Right

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
30,694
Date
31 Jan 2022
Ownership
Direct
Underlying class
Class B Common
Underlying amount
30,694
Exercise price
$53.88
Footnotes
F18
BFA holding Derivative

Stock Appreciation Right

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
23,384
Date
31 Jan 2022
Ownership
Direct
Underlying class
Class B Common
Underlying amount
23,384
Exercise price
$68.24
Footnotes
F19
BFA holding Derivative

Stock Appreciation Right

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
13,711
Date
31 Jan 2022
Ownership
Direct
Underlying class
Class B Common
Underlying amount
13,711
Exercise price
$70.24
Footnotes
F20
* indicates a reported price that failed the local validity check.

Explanation of Responses:

Id Content
F1 Total adjusted to reflect the transfer of 5,104 Class B shares from GRAT to direct holdings, and the transfer of 25,812 Class B shares from direct holdings to 2021 GRAT.
F2 The closing price of BF-B on January 28, 2022, was used to calculate the withholding obligation.
F3 Total adjusted to reflect the transfer of 2,955 Class A shares from GRAT to direct holdings, and the transfer of 6,983 Class A shares from direct holdings to 2021 GRAT.
F4 Number of shares acquired through the issuer's dividend reinvestment plan as of January 31, 2022.
F5 Reflects the transfer of 6,983 Class A shares from direct holdings to 2021 GRAT.
F6 Total adjusted to reflect the transfer of 2,955 Class A shares from GRAT to direct holdings.
F7 Number of shares acquired through the issuer's 401(k) plan as of January 31, 2022.
F8 Number of shares acquired through the issuer's employee stock purchase program as of January 31, 2022.
F9 Reflects the transfer of 25,812 Class B shares from direct holdings to 2021 GRAT.
F10 Total adjusted to reflect the transfer of 5,104 Class B shares from GRAT to direct holdings.
F11 These stock appreciation rights were previously reported as covering 28,265 shares at an exercise price of $23.047, but were adjusted to reflect the December 2021 special dividend.
F12 These stock appreciation rights were previously reported as covering 42,910 shares at an exercise price of $28.433, but were adjusted to reflect the December 2021 special dividend.
F13 These stock appreciation rights were previously reported as covering 33,676 shares at an exercise price of $36.109, but were adjusted to reflect the December 2021 special dividend.
F14 These stock appreciation rights were previously reported as covering 38,419 shares at an exercise price of $40.145, but were adjusted to reflect the December 2021 special dividend.
F15 These stock appreciation rights were previously reported as covering 56,472 shares at an exercise price of $38.481, but were adjusted to reflect the December 2021 special dividend.
F16 These stock appreciation rights were previously reported as covering 47,637 shares at an exercise price of $39.757, but were adjusted to reflect the December 2021 special dividend.
F17 These stock appreciation rights were previously reported as covering 29,569 shares at an exercise price of $54, but were adjusted to reflect the December 2021 special dividend.
F18 These stock appreciation rights were previously reported as covering 30,264 shares at an exercise price of $54.64, but were adjusted to reflect the December 2021 special dividend.
F19 These stock appreciation rights were previously reported as covering 23,056 shares at an exercise price of $69.21, but were adjusted to reflect the December 2021 special dividend.
F20 These stock appreciation rights were previously reported as covering 13,519 shares at an exercise price of $71.24, but were adjusted to reflect the December 2021 special dividend.
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