Key facts
- This page summarizes Matthew E. Hamel's Form 4 filing for BROWN FORMAN CORP (BF-A).
- 3 reported transactions and 10 derivative rows are listed below.
- Accepted by SEC: 01 Feb 2022, 18:54.
Matthew E. Hamel - 31 Jan 2022 Form 4 Insider Report for BROWN FORMAN CORP (BF-A)
- Reporting relationship
- EVP and General Counsel
- Issuer ticker
- BF-A
- Reported as of
- 31 Jan 2022
- Net transaction value
- -$293,036
- SEC form
- 4
- Accepted by SEC
- 01 Feb 2022, 18:54:30 UTC
- Prior SEC filing
- 02 Nov 2021
- Next SEC filing
- 02 May 2022
- Source filing
- View source filing
- Reporting owner signature
- Jaileah X. Huddleston, Attorney in Fact for Matthew E. Hamel
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Matthew E. Hamel filed Form 4 for BROWN FORMAN CORP (BF-A) on 01 Feb 2022.
Change
- Previous filing in this sequence was filed on 02 Nov 2021.
- Current net transaction value: -$293,036.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BFA
transaction
Class B Common
Options Exercise
- Transaction value
- $321,158
- Shares
- +14,133
- Change %
- +205%
- Price
- $22.72
- Shares after
- 21,040
- Date
- 31 Jan 2022
- Ownership
- Direct
- Footnotes
- F1
BFA
transaction
Class B Common
Tax liability
- Transaction value
- $614,194
- Shares
- -9,133
- Change %
- -43%
- Price
- $67.25
- Shares after
- 11,907
- Date
- 31 Jan 2022
- Ownership
- Direct
- Footnotes
- F2
BFA
holding
Class A Common
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 998
- Date
- 31 Jan 2022
- Ownership
- Direct
- Footnotes
- F3
BFA
holding
Class A Common
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 60
- Date
- 31 Jan 2022
- Ownership
- DRIP
- Footnotes
- F4
BFA
holding
Class A Common
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 6,983
- Date
- 31 Jan 2022
- Ownership
- 2021 GRAT
- Footnotes
- F5
BFA
holding
Class A Common
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 24,860
- Date
- 31 Jan 2022
- Ownership
- GRAT
- Footnotes
- F6
BFA
holding
Class B Common
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 18,694
- Date
- 31 Jan 2022
- Ownership
- By 401k
- Footnotes
- F7
BFA
holding
Class B Common
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 13
- Date
- 31 Jan 2022
- Ownership
- DRIP
- Footnotes
- F4
BFA
holding
Class B Common
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,997
- Date
- 31 Jan 2022
- Ownership
- ESPP
- Footnotes
- F8
BFA
holding
Class B Common
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 25,812
- Date
- 31 Jan 2022
- Ownership
- 2021 GRAT
- Footnotes
- F9
BFA
holding
Class B Common
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 41,617
- Date
- 31 Jan 2022
- Ownership
- GRAT
- Footnotes
- F10
BFA
holding
Class B Common
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 70,272
- Date
- 31 Jan 2022
- Ownership
- Spouse Trust
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BFA
transaction
Derivative
Stock Appreciation Right
Options Exercise
- Transaction value
- $0
- Shares
- -14,133
- Change %
- -49%
- Price
- $0.000000
- Shares after
- 14,534
- Date
- 31 Jan 2022
- Ownership
- Direct
- Underlying class
- Class B Common
- Underlying amount
- 14,133
- Exercise price
- $22.72
- Footnotes
- F11
BFA
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 43,520
- Date
- 31 Jan 2022
- Ownership
- Direct
- Underlying class
- Class B Common
- Underlying amount
- 43,520
- Exercise price
- $28.03
- Footnotes
- F12
BFA
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 34,155
- Date
- 31 Jan 2022
- Ownership
- Direct
- Underlying class
- Class B Common
- Underlying amount
- 34,155
- Exercise price
- $35.60
- Footnotes
- F13
BFA
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 38,965
- Date
- 31 Jan 2022
- Ownership
- Direct
- Underlying class
- Class B Common
- Underlying amount
- 38,965
- Exercise price
- $39.58
- Footnotes
- F14
BFA
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 57,274
- Date
- 31 Jan 2022
- Ownership
- Direct
- Underlying class
- Class B Common
- Underlying amount
- 57,274
- Exercise price
- $37.94
- Footnotes
- F15
BFA
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 48,314
- Date
- 31 Jan 2022
- Ownership
- Direct
- Underlying class
- Class B Common
- Underlying amount
- 48,314
- Exercise price
- $39.20
- Footnotes
- F16
BFA
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 29,989
- Date
- 31 Jan 2022
- Ownership
- Direct
- Underlying class
- Class B Common
- Underlying amount
- 29,989
- Exercise price
- $53.24
- Footnotes
- F17
BFA
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 30,694
- Date
- 31 Jan 2022
- Ownership
- Direct
- Underlying class
- Class B Common
- Underlying amount
- 30,694
- Exercise price
- $53.88
- Footnotes
- F18
BFA
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 23,384
- Date
- 31 Jan 2022
- Ownership
- Direct
- Underlying class
- Class B Common
- Underlying amount
- 23,384
- Exercise price
- $68.24
- Footnotes
- F19
BFA
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 13,711
- Date
- 31 Jan 2022
- Ownership
- Direct
- Underlying class
- Class B Common
- Underlying amount
- 13,711
- Exercise price
- $70.24
- Footnotes
- F20
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 20 footnotes
Footnote F1
Total adjusted to reflect the transfer of 5,104 Class B shares from GRAT to direct holdings, and the transfer of 25,812 Class B shares from direct holdings to 2021 GRAT.
Footnote F2
The closing price of BF-B on January 28, 2022, was used to calculate the withholding obligation.
Footnote F3
Total adjusted to reflect the transfer of 2,955 Class A shares from GRAT to direct holdings, and the transfer of 6,983 Class A shares from direct holdings to 2021 GRAT.
Footnote F4
Number of shares acquired through the issuer's dividend reinvestment plan as of January 31, 2022.
Footnote F5
Reflects the transfer of 6,983 Class A shares from direct holdings to 2021 GRAT.
Footnote F6
Total adjusted to reflect the transfer of 2,955 Class A shares from GRAT to direct holdings.
Footnote F7
Number of shares acquired through the issuer's 401(k) plan as of January 31, 2022.
Footnote F8
Number of shares acquired through the issuer's employee stock purchase program as of January 31, 2022.
Footnote F9
Reflects the transfer of 25,812 Class B shares from direct holdings to 2021 GRAT.
Footnote F10
Total adjusted to reflect the transfer of 5,104 Class B shares from GRAT to direct holdings.
Footnote F11
These stock appreciation rights were previously reported as covering 28,265 shares at an exercise price of $23.047, but were adjusted to reflect the December 2021 special dividend.
Footnote F12
These stock appreciation rights were previously reported as covering 42,910 shares at an exercise price of $28.433, but were adjusted to reflect the December 2021 special dividend.
Footnote F13
These stock appreciation rights were previously reported as covering 33,676 shares at an exercise price of $36.109, but were adjusted to reflect the December 2021 special dividend.
Footnote F14
These stock appreciation rights were previously reported as covering 38,419 shares at an exercise price of $40.145, but were adjusted to reflect the December 2021 special dividend.
Footnote F15
These stock appreciation rights were previously reported as covering 56,472 shares at an exercise price of $38.481, but were adjusted to reflect the December 2021 special dividend.
Footnote F16
These stock appreciation rights were previously reported as covering 47,637 shares at an exercise price of $39.757, but were adjusted to reflect the December 2021 special dividend.
Footnote F17
These stock appreciation rights were previously reported as covering 29,569 shares at an exercise price of $54, but were adjusted to reflect the December 2021 special dividend.
Footnote F18
These stock appreciation rights were previously reported as covering 30,264 shares at an exercise price of $54.64, but were adjusted to reflect the December 2021 special dividend.
Footnote F19
These stock appreciation rights were previously reported as covering 23,056 shares at an exercise price of $69.21, but were adjusted to reflect the December 2021 special dividend.
Footnote F20
These stock appreciation rights were previously reported as covering 13,519 shares at an exercise price of $71.24, but were adjusted to reflect the December 2021 special dividend.