Key facts
- This page summarizes Matthew E. Hamel's Form 4 filing for BROWN FORMAN CORP (BF-A).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 02 Nov 2021, 16:25.
Matthew E. Hamel - 29 Oct 2021 Form 4 Insider Report for BROWN FORMAN CORP (BF-A)
- Reporting relationship
- EVP and General Counsel
- Issuer ticker
- BF-A
- Reported as of
- 29 Oct 2021
- Net transaction value
- -$301,567
- SEC form
- 4
- Accepted by SEC
- 02 Nov 2021, 16:25:47 UTC
- Prior SEC filing
- 13 Sep 2021
- Next SEC filing
- 01 Feb 2022
- Source filing
- View source filing
- Reporting owner signature
- Jaileah X. Huddleston, Attorney in Fact for Matthew E. Hamel
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Matthew E. Hamel filed Form 4 for BROWN FORMAN CORP (BF-A) on 02 Nov 2021.
Change
- Previous filing in this sequence was filed on 13 Sep 2021.
- Current net transaction value: -$301,567.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BFA
transaction
Class B Common
Options Exercise
- Transaction value
- $325,723
- Shares
- +14,133
- Change %
- +63%
- Price
- $23.05
- Shares after
- 36,722
- Date
- 29 Oct 2021
- Ownership
- Direct
BFA
transaction
Class B Common
Tax liability
- Transaction value
- $627,290
- Shares
- -9,107
- Change %
- -25%
- Price
- $68.88
- Shares after
- 27,615
- Date
- 29 Oct 2021
- Ownership
- Direct
- Footnotes
- F1
BFA
holding
Class B Common
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 46,721
- Date
- 29 Oct 2021
- Ownership
- GRAT
BFA
holding
Class B Common
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 70,272
- Date
- 29 Oct 2021
- Ownership
- Spouse Trust
BFA
holding
Class B Common
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 18,341
- Date
- 29 Oct 2021
- Ownership
- By 401k
- Footnotes
- F2
BFA
holding
Class B Common
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,806
- Date
- 29 Oct 2021
- Ownership
- ESPP
- Footnotes
- F3
BFA
holding
Class B Common
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 9
- Date
- 29 Oct 2021
- Ownership
- DRIP
- Footnotes
- F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BFA
transaction
Derivative
Stock Appreciation Right
Options Exercise
- Transaction value
- $0
- Shares
- -14,133
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 28,265
- Date
- 29 Oct 2021
- Ownership
- Direct
- Underlying class
- Class B Common
- Underlying amount
- 14,133
- Exercise price
- $23.05
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The closing price of BF-B on October 28, 2021, was used to calculate the withholding obligation.
Footnote F2
Number of shares acquired through the issuer's 401(k) plan as of November 1, 2021.
Footnote F3
Number of shares acquired through the issuer's employee stock purchase program as of November 1, 2021.
Footnote F4
Number of shares acquired through the issuer's dividend reinvestment plan as of November 1, 2021.