Matthew E. Hamel - 29 Apr 2022 Form 4 Insider Report for BROWN FORMAN CORP (BF-A)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
02 May 2022, 20:52:13 UTC
Prior SEC filing
01 Feb 2022
Next SEC filing
03 Jun 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Jaileah X. Huddleston, Attorney in Fact for Matthew E. Hamel

Key filing fact

Matthew E. Hamel filed Form 4 for BROWN FORMAN CORP (BF-A) on 02 May 2022.

Key facts

  • This page summarizes Matthew E. Hamel's Form 4 filing for BROWN FORMAN CORP (BF-A).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 02 May 2022, 20:52.

Change

  • Previous filing in this sequence was filed on 01 Feb 2022.
  • Current net transaction value: -$253,140.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BFA transaction

Class B Common

Options Exercise

Transaction value
$325,726
Shares
+14,334
Change %
+120%
Price
$22.72
Shares after
26,241
Date
29 Apr 2022
Ownership
Direct
BFA transaction

Class B Common

Tax liability

Transaction value
$578,866
Shares
-8,426
Change %
-32%
Price
$68.70
Shares after
17,815
Date
29 Apr 2022
Ownership
Direct
Footnotes
F1, F2
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
25,812
Date
29 Apr 2022
Ownership
2021 GRAT
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
19,120
Date
29 Apr 2022
Ownership
By 401k
Footnotes
F3
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
14
Date
29 Apr 2022
Ownership
DRIP
Footnotes
F4
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,143
Date
29 Apr 2022
Ownership
ESPP
Footnotes
F5
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
41,617
Date
29 Apr 2022
Ownership
GRAT
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
70,272
Date
29 Apr 2022
Ownership
Spouse Trust

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BFA transaction Derivative

Stock Appreciation Right

Options Exercise

Transaction value
$0
Shares
-14,334
Change %
-100%
Price
$0.000000*
Shares after
0
Date
29 Apr 2022
Ownership
Direct
Underlying class
Class B Common
Underlying amount
14,334
Exercise price
$22.72
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

The closing price of BF-B on April 28, 2022, was used to calculate the withholding obligation.

Footnote F2

On the Form 4 dated February 1, 2022, an exercise of 14,133 shares and a withholding of 9,133 shares was reported. Due to a typographical error, an exercise of 14,333 shares and a withholding of 9,333 shares should have been reported. The net acquisition of 5,000 shares was correct and the total shares held following the earlier exercise remains correct.

Footnote F3

Number of shares acquired through the issuer's 401(k) plan as of April 29, 2022.

Footnote F4

Number of shares acquired through the issuer's dividend reinvestment plan as of April 29, 2022.

Footnote F5

Number of shares acquired through the issuer's employee stock purchase program as of April 29, 2022.

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